AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 300 Value ($000) $11 Avg Close $36.79 Range $29.60 - $44.83

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	300	$11	$36.79	$29.60 - $44.83