AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

Sowell Financial Services LLC's Holding History (CIK: 0001633697)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 368 Value ($000) $21 Avg Close $70.34 Range $55.30 - $82.98

Q4 2020

Shares 356 Value ($000) $29 Avg Close $74.78 Range $65.00 - $87.24

Q3 2020

Shares 375 Value ($000) $27 Avg Close $77.92 Range $65.25 - $90.00

Q2 2020

Shares 421 Value ($000) $35 Avg Close $76.97 Range $49.12 - $109.53

Q1 2020

Shares 844 Value ($000) $50 Avg Close $81.48 Range $35.44 - $104.79

Q4 2019

Shares 1,649 Value ($000) $170 Avg Close $40.39 Range $13.64 - $109.94

Q3 2019

Shares 740 Value ($000) $15 Avg Close $25.70 Range $20.10 - $30.50

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	368	$21	$70.34	$55.30 - $82.98
Q4 2020	356	$29	$74.78	$65.00 - $87.24
Q3 2020	375	$27	$77.92	$65.25 - $90.00
Q2 2020	421	$35	$76.97	$49.12 - $109.53
Q1 2020	844	$50	$81.48	$35.44 - $104.79
Q4 2019	1,649	$170	$40.39	$13.64 - $109.94
Q3 2019	740	$15	$25.70	$20.10 - $30.50