AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

Intellectus Partners, LLC's Holding History (CIK: 0001677253)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 10,400 Value ($000) $36 Avg Close $2.96 Range $2.30 - $3.55

Q2 2018

Shares 10,400 Value ($000) $33 Avg Close $3.10 Range $2.15 - $3.90

Q1 2018

Shares 9,000 Value ($000) $22 Avg Close $2.99 Range $2.05 - $5.76

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	10,400	$36	$2.96	$2.30 - $3.55
Q2 2018	10,400	$33	$3.10	$2.15 - $3.90
Q1 2018	9,000	$22	$2.99	$2.05 - $5.76