AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

Worth Venture Partners, LLC's Holding History (CIK: 0001696778)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 34,448 Value ($000) $96 Avg Close $3.29 Range $1.94 - $4.35

Q3 2018

Shares 40,000 Value ($000) $138 Avg Close $2.96 Range $2.30 - $3.55

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	34,448	$96	$3.29	$1.94 - $4.35
Q3 2018	40,000	$138	$2.96	$2.30 - $3.55