AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

SeaCrest Wealth Management, LLC's Holding History (CIK: 0001728121)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 500 Value ($000) $7 Avg Close $9.29 Range $2.52 - $16.80

Q4 2018

Shares 2,000 Value ($000) $6 Avg Close $3.29 Range $1.94 - $4.35

Q3 2018

Shares 2,000 Value ($000) $7 Avg Close $2.96 Range $2.30 - $3.55

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	500	$7	$9.29	$2.52 - $16.80
Q4 2018	2,000	$6	$3.29	$1.94 - $4.35
Q3 2018	2,000	$7	$2.96	$2.30 - $3.55