AXSOME THERAPEUTICS INC

Ticker: AXSM CUSIP: 05464T104 Class: Common Stock

Nuveen, LLC's Holding History (CIK: 0001871926)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 349,209 Value ($000) $63,780 Avg Close $139.61 Range $117.30 - $184.40

Q3 2025

Shares 298,341 Value ($000) $36,234 Avg Close $112.64 Range $96.09 - $130.00

Q2 2025

Shares 282,971 Value ($000) $29,539 Avg Close $105.89 Range $86.99 - $120.00

Q1 2025

Shares 413,141 Value ($000) $48,185 Avg Close $113.93 Range $79.19 - $139.13

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	349,209	$63,780	$139.61	$117.30 - $184.40
Q3 2025	298,341	$36,234	$112.64	$96.09 - $130.00
Q2 2025	282,971	$29,539	$105.89	$86.99 - $120.00
Q1 2025	413,141	$48,185	$113.93	$79.19 - $139.13