AXOS FINANCIAL INC

Ticker: AX CUSIP: 05465C100 Class: EQTY

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 4,400 Value ($000) $227 Avg Close $47.45 Range $43.90 - $52.28

Q2 2021

Shares 4,400 Value ($000) $204 Avg Close $46.72 Range $44.09 - $49.90

Q1 2021

Shares 4,400 Value ($000) $207 Avg Close $45.04 Range $36.16 - $54.36

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	4,400	$227	$47.45	$43.90 - $52.28
Q2 2021	4,400	$204	$46.72	$44.09 - $49.90
Q1 2021	4,400	$207	$45.04	$36.16 - $54.36