B. RILEY FINANCIAL INC

Ticker: RILY CUSIP: 05580M108 Class: Common Stock

PRINCIPAL SECURITIES, INC.'s Holding History (CIK: 0000012600)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025
Shares 108 Value ($000) $1 Avg Close $5.53 Range $2.96 - $7.90
Q2 2025
Shares 108 Value ($000) $0 Avg Close $3.07 Range $2.67 - $3.97