B. RILEY FINANCIAL INC

Ticker: RILY CUSIP: 05580M108 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,123,179$5,245
VANGUARD GROUP INC921,106$4,302
BlackRock, Inc.387,807$1,811
FEDERATED HERMES, INC.329,222$1,537
Allianz Asset Management GmbH298,115$1,392
NATIONAL BANK OF CANADA /FI/288,405$1,346
DBA TRADING, LLC246,857$1,153
GEODE CAPITAL MANAGEMENT, LLC194,105$907
GROUP ONE TRADING, L.P.190,299$889
Jump Financial, LLC148,514$694
Invesco Ltd.147,828$690
CastleKnight Management LP121,700$568
JANE STREET GROUP, LLC104,621$489
SUSQUEHANNA INTERNATIONAL GROUP, LLP104,091$486
DIMENSIONAL FUND ADVISORS LP96,948$453
OMERS ADMINISTRATION Corp87,600$409
TWO SIGMA INVESTMENTS, LP85,939$401
STATE STREET CORP82,600$386
683 Capital Management, LLC80,000$374
UBS Group AG78,325$366
WELLS FARGO & COMPANY/MN60,006$280
PharVision Advisers, LLC54,768$256
NORTHERN TRUST CORP51,604$241
B. Riley Wealth Advisors, Inc.51,070$238
XTX Topco Ltd47,324$221
Straight Path Wealth Management41,300$193
MORGAN STANLEY41,053$192
BRIDGEWAY CAPITAL MANAGEMENT, LLC40,000$187
GOLDMAN SACHS GROUP INC35,173$164
BANK OF MONTREAL /CAN/33,502$156
MGO ONE SEVEN LLC28,373$133
Mork Capital Management, LLC25,000$117
BARCLAYS PLC24,609$115
Cetera Investment Advisers23,889$112
SIMPLEX TRADING, LLC23,824$111
Bank of New York Mellon Corp21,467$100
Brooklyn Investment Group21,311$100
OSAIC HOLDINGS, INC.20,897$98
PRICE T ROWE ASSOCIATES INC /MD/19,500$0
Clearstead Advisors, LLC17,510$82
Russell Investments Group, Ltd.14,880$69
Cresset Asset Management, LLC13,263$62
BOOTHBAY FUND MANAGEMENT, LLC12,742$60
Sanctuary Advisors, LLC11,825$55
Walleye Trading LLC10,494$49
TWO SIGMA SECURITIES, LLC10,019$47
Magnus Financial Group LLC10,000$5
JONES FINANCIAL COMPANIES LLLP9,091$42
Kestra Advisory Services, LLC5,375$25
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO5,340$25
TORONTO DOMINION BANK5,000$23
Quarry LP4,054$19
Farther Finance Advisors, LLC4,028$19
FMR LLC2,281$11
BANK OF AMERICA CORP /DE/1,912$9
RMG Wealth Management LLC1,904$18
ROYAL BANK OF CANADA1,652$8
RHUMBLINE ADVISERS1,045$5
SBI Securities Co., Ltd.462$2
Glass Jacobson Investment Advisors llc391$2
NBC SECURITIES, INC.375$2
Optiver Holding B.V.366$2
Allworth Financial LP355$2
BNP PARIBAS ARBITRAGE, SA173$1
Fortitude Family Office, LLC152$1
Tower Research Capital LLC (TRC)134$1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO89$0
TUCKER ASSET MANAGEMENT LLC35$0
CITIGROUP INC26$0
PNC Financial Services Group, Inc.20$0
CWM, LLC17$0
Covestor Ltd15$0
HARBOUR INVESTMENTS, INC.4$0
EverSource Wealth Advisors, LLC1$0
Walleye Capital LLC1$0
Total (75 institutions)5,926,962$27,556