B. RILEY FINANCIAL INC

Ticker: RILY CUSIP: 05580M108 Class: Common Stock

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 12,700 Value ($000) $716 Avg Close $53.91 Range $42.40 - $68.71

Q4 2020

Shares 30,700 Value ($000) $1,358 Avg Close $32.22 Range $24.27 - $44.93

Q1 2020

Shares 15,300 Value ($000) $282 Avg Close $23.54 Range $12.94 - $28.44

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	12,700	$716	$53.91	$42.40 - $68.71
Q4 2020	30,700	$1,358	$32.22	$24.27 - $44.93
Q1 2020	15,300	$282	$23.54	$12.94 - $28.44