B. RILEY FINANCIAL INC

Ticker: RILY CUSIP: 05580M108 Class: Common Stock

AXA S.A.'s Holding History (CIK: 0000898427)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 22,173 Value ($000) $980 Avg Close $32.22 Range $24.27 - $44.93

Q3 2020

Shares 22,173 Value ($000) $556 Avg Close $25.16 Range $21.00 - $28.16

Q2 2020

Shares 45,700 Value ($000) $994 Avg Close $19.17 Range $15.84 - $23.60

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	22,173	$980	$32.22	$24.27 - $44.93
Q3 2020	22,173	$556	$25.16	$21.00 - $28.16
Q2 2020	45,700	$994	$19.17	$15.84 - $23.60