B. RILEY FINANCIAL INC

Ticker: RILY CUSIP: 05580M108 Class: Common Stock

WELLINGTON MANAGEMENT GROUP LLP's Holding History (CIK: 0000902219)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 37,622 Value ($000) $1,664 Avg Close $32.22 Range $24.27 - $44.93
Q3 2020
Shares 41,174 Value ($000) $1,031 Avg Close $25.16 Range $21.00 - $28.16
Q2 2020
Shares 31,611 Value ($000) $688 Avg Close $19.17 Range $15.84 - $23.60
Q1 2020
Shares 16,245 Value ($000) $300 Avg Close $23.54 Range $12.94 - $28.44
Q4 2019
Shares 25,623 Value ($000) $645 Avg Close $26.30 Range $21.55 - $30.17
Q3 2019
Shares 26,371 Value ($000) $623 Avg Close $21.16 Range $18.22 - $25.38
Q2 2019
Shares 39,414 Value ($000) $823 Avg Close $19.08 Range $16.73 - $21.49
Q1 2019
Shares 37,693 Value ($000) $630 Avg Close $15.93 Range $13.60 - $17.81
Q4 2018
Shares 30,724 Value ($000) $437 Avg Close $18.38 Range $13.78 - $22.72
Q3 2018
Shares 22,539 Value ($000) $510 Avg Close $22.34 Range $21.20 - $23.40
Q3 2017
Shares 22,175 Value ($000) $378 Avg Close $17.38 Range $15.15 - $20.35
Q2 2017
Shares 22,175 Value ($000) $411 Avg Close $15.29 Range $13.55 - $18.75