B. RILEY FINANCIAL INC

Ticker: RILY CUSIP: 05580M108 Class: Common Stock

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q1 2024

Shares 30,112 Value ($000) $637 Avg Close $20.07 Range $14.46 - $29.00

Q4 2023

Shares 13,210 Value ($000) $277 Avg Close $29.24 Range $16.65 - $43.41

Q3 2023

Shares 66,018 Value ($000) $2,706 Avg Close $49.23 Range $39.08 - $60.72

Q3 2022

Shares 8,715 Value ($000) $388 Avg Close $49.98 Range $41.20 - $59.09

Q2 2022

Shares 75,974 Value ($000) $3,210 Avg Close $52.48 Range $41.66 - $71.06

Q1 2022

Shares 70,635 Value ($000) $4,942 Avg Close $67.70 Range $53.86 - $91.24

Q4 2021

Shares 87,868 Value ($000) $7,808 Avg Close $73.17 Range $58.03 - $90.83

Q3 2021

Shares 86,422 Value ($000) $5,102 Avg Close $65.54 Range $55.77 - $77.76

Q2 2021

Shares 113,202 Value ($000) $8,547 Avg Close $69.99 Range $56.36 - $78.95

Q2 2018

Shares 17,209 Value ($000) $388 Avg Close $20.75 Range $19.00 - $23.70

Q1 2018

Shares 14,970 Value ($000) $292 Avg Close $18.96 Range $17.70 - $20.35

Q4 2017

Shares 13,951 Value ($000) $253 Avg Close $17.50 Range $15.75 - $19.45

Q3 2017

Shares 12,312 Value ($000) $210 Avg Close $17.38 Range $15.15 - $20.35

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2024	30,112	$637	$20.07	$14.46 - $29.00
Q4 2023	13,210	$277	$29.24	$16.65 - $43.41
Q3 2023	66,018	$2,706	$49.23	$39.08 - $60.72
Q3 2022	8,715	$388	$49.98	$41.20 - $59.09
Q2 2022	75,974	$3,210	$52.48	$41.66 - $71.06
Q1 2022	70,635	$4,942	$67.70	$53.86 - $91.24
Q4 2021	87,868	$7,808	$73.17	$58.03 - $90.83
Q3 2021	86,422	$5,102	$65.54	$55.77 - $77.76
Q2 2021	113,202	$8,547	$69.99	$56.36 - $78.95
Q2 2018	17,209	$388	$20.75	$19.00 - $23.70
Q1 2018	14,970	$292	$18.96	$17.70 - $20.35
Q4 2017	13,951	$253	$17.50	$15.75 - $19.45
Q3 2017	12,312	$210	$17.38	$15.15 - $20.35