B. RILEY FINANCIAL INC

Ticker: RILY CUSIP: 05580M108 Class: Common Stock

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 600 Value ($000) $12 Avg Close $18.96 Range $17.70 - $20.35