B. RILEY FINANCIAL INC

Ticker: RILY CUSIP: 05580M108 Class: Common Stock

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022

Shares 9,486 Value ($000) $401 Avg Close $52.48 Range $41.66 - $71.06

Q1 2022

Shares 4,772 Value ($000) $334 Avg Close $67.70 Range $53.86 - $91.24

Q4 2021

Shares 4,865 Value ($000) $432 Avg Close $73.17 Range $58.03 - $90.83

Q4 2019

Shares 10,825 Value ($000) $273 Avg Close $26.30 Range $21.55 - $30.17

Q3 2019

Shares 12,153 Value ($000) $287 Avg Close $21.16 Range $18.22 - $25.38

Q4 2018

Shares 11,745 Value ($000) $166 Avg Close $18.38 Range $13.78 - $22.72

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2022	9,486	$401	$52.48	$41.66 - $71.06
Q1 2022	4,772	$334	$67.70	$53.86 - $91.24
Q4 2021	4,865	$432	$73.17	$58.03 - $90.83
Q4 2019	10,825	$273	$26.30	$21.55 - $30.17
Q3 2019	12,153	$287	$21.16	$18.22 - $25.38
Q4 2018	11,745	$166	$18.38	$13.78 - $22.72