B. RILEY FINANCIAL INC

Ticker: RILY CUSIP: 05580M108 Class: Common Stock

ALPS ADVISORS INC's Holding History (CIK: 0001376113)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021

Shares 5,954 Value ($000) $450 Avg Close $69.99 Range $56.36 - $78.95

Q1 2021

Shares 5,954 Value ($000) $336 Avg Close $53.91 Range $42.40 - $68.71

Q4 2017

Shares 27,838 Value ($000) $504 Avg Close $17.50 Range $15.75 - $19.45

Q3 2017

Shares 27,838 Value ($000) $475 Avg Close $17.38 Range $15.15 - $20.35

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2021	5,954	$450	$69.99	$56.36 - $78.95
Q1 2021	5,954	$336	$53.91	$42.40 - $68.71
Q4 2017	27,838	$504	$17.50	$15.75 - $19.45
Q3 2017	27,838	$475	$17.38	$15.15 - $20.35