B. RILEY FINANCIAL INC

Ticker: RILY CUSIP: 05580M108 Class: Common Stock

First Trust Capital Management L.P.'s Holding History (CIK: 0001604488)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 59,483 Value ($000) $1,539 Avg Close $17.38 Range $15.15 - $20.35

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	59,483	$1,539	$17.38	$15.15 - $20.35