B. RILEY FINANCIAL INC

Ticker: RILY CUSIP: 05580M108 Class: Common Stock

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 55,100 Value ($000) $1,243 Avg Close $20.75 Range $19.00 - $23.70
Q1 2018
Shares 55,100 Value ($000) $1,083 Avg Close $18.96 Range $17.70 - $20.35
Q4 2017
Shares 54,507 Value ($000) $1,033 Avg Close $17.50 Range $15.75 - $19.45
Q3 2017
Shares 55,325 Value ($000) $943 Avg Close $17.38 Range $15.15 - $20.35
Q2 2017
Shares 56,325 Value ($000) $1,045 Avg Close $15.29 Range $13.55 - $18.75
Q1 2017
Shares 47,218 Value ($000) $708 Avg Close $16.92 Range $14.00 - $21.30
Q4 2016
Shares 12,000 Value ($000) $221 Avg Close $15.12 Range $11.98 - $19.45
Q3 2016
Shares 12,000 Value ($000) $160 Avg Close $10.14 Range $8.50 - $13.39
Q2 2016
Shares 10,000 Value ($000) $96 Avg Close $9.93 Range $9.41 - $11.88