B. RILEY FINANCIAL INC

Ticker: RILY CUSIP: 05580M108 Class: Common Stock

Vivaldi Capital Management LP's Holding History (CIK: 0001682021)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 1,075,000 Value ($000) $25,392 Avg Close $21.16 Range $18.22 - $25.38

Q2 2019

Shares 250,000 Value ($000) $5,215 Avg Close $19.08 Range $16.73 - $21.49

Q1 2019

Shares 250,000 Value ($000) $4,173 Avg Close $15.93 Range $13.60 - $17.81

Q3 2018

Shares 250,000 Value ($000) $5,663 Avg Close $22.34 Range $21.20 - $23.40

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	1,075,000	$25,392	$21.16	$18.22 - $25.38
Q2 2019	250,000	$5,215	$19.08	$16.73 - $21.49
Q1 2019	250,000	$4,173	$15.93	$13.60 - $17.81
Q3 2018	250,000	$5,663	$22.34	$21.20 - $23.40