B. RILEY FINANCIAL INC

Ticker: RILY CUSIP: 05580M108 Class: Common Stock

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q4 2023

Shares 10,037 Value ($000) $211 Avg Close $29.24 Range $16.65 - $43.41

Q2 2021

Shares 20,500 Value ($000) $1,547 Avg Close $69.99 Range $56.36 - $78.95

Q1 2021

Shares 18,000 Value ($000) $1,015 Avg Close $53.91 Range $42.40 - $68.71

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2023	10,037	$211	$29.24	$16.65 - $43.41
Q2 2021	20,500	$1,547	$69.99	$56.36 - $78.95
Q1 2021	18,000	$1,015	$53.91	$42.40 - $68.71