B. RILEY FINANCIAL INC

Ticker: RILY CUSIP: 05580M108 Class: Common Stock

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023
Shares 10,000 Value ($000) $460 Avg Close $35.20 Range $24.95 - $48.02
Q1 2023
Shares 10,000 Value ($000) $0 Avg Close $37.88 Range $25.58 - $47.35
Q4 2022
Shares 8,003 Value ($000) $0 Avg Close $41.91 Range $30.75 - $48.61
Q3 2022
Shares 8,003 Value ($000) $356 Avg Close $49.98 Range $41.20 - $59.09
Q2 2022
Shares 8,000 Value ($000) $338 Avg Close $52.48 Range $41.66 - $71.06
Q1 2022
Shares 5,000 Value ($000) $349 Avg Close $67.70 Range $53.86 - $91.24