CUSIP: 09061GAK7 Class: NOTE 1.250% 5/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Verition Fund Management LLC | 20,000,000 | $19,208 |
| Man Group plc | 35,776,000 | $34,390 |
| Sculptor Capital LP | 1,084,000 | $1,041 |
| Focus Partners Wealth | 3,423,000 | $3,268 |
| NOMURA HOLDINGS INC | 7,460 | $443 |
| MML INVESTORS SERVICES, LLC | 49,000 | $47 |
| COMMONWEALTH EQUITY SERVICES, LLC | 20,000 | $19 |
| CoreCap Advisors, LLC | 6,000 | $6 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| TENOR CAPITAL MANAGEMENT Co., L.P. | 102,075,000 | 116,500,000 | +14,425,000 (+14.1%) |
| OAKTREE CAPITAL MANAGEMENT LP | 19,719,000 | 42,118,000 | +22,399,000 (+113.6%) |
| TORONTO DOMINION BANK | 2,000,000 | 16,998,000 | +14,998,000 (+749.9%) |
| CAPSTONE INVESTMENT ADVISORS, LLC | 30,000,000 | 35,000,000 | +5,000,000 (+16.7%) |
| Russell Investments Group, Ltd. | 3,481,000 | 6,161,000 | +2,680,000 (+77.0%) |
| ROYAL BANK OF CANADA | 549,000 | 3,769,000 | +3,220,000 (+586.5%) |
| BlackRock, Inc. | 37,733,000 | 41,963,000 | +4,230,000 (+11.2%) |
| Jefferies Financial Group Inc. | 400,000 | 939,000 | +539,000 (+134.8%) |
| STATE STREET CORP | 12,241,000 | 12,891,000 | +650,000 (+5.3%) |
| LAZARD ASSET MANAGEMENT LLC | 23,958,000 | 55,404,000 | +31,446,000 (+131.3%) |
| UBS Group AG | 2,000 | 147,000 | +145,000 (+7250.0%) |
| WELLINGTON MANAGEMENT GROUP LLP | 2,616,000 | 2,666,000 | +50,000 (+1.9%) |
| RAYMOND JAMES FINANCIAL INC | 47,000 | 96,000 | +49,000 (+104.3%) |
| Bank of New York Mellon Corp | 500,000 | 546,000 | +46,000 (+9.2%) |
| AMERIPRISE FINANCIAL INC | 32,000 | 39,000 | +7,000 (+21.9%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Wellesley Asset Management | 26,963,000 | 4,058,000 | -22,905,000 (-84.9%) |
| MACKAY SHIELDS LLC | 35,206,000 | 34,655,000 | -551,000 (-1.6%) |
| BNP PARIBAS ARBITRAGE, SA | 16,995,000 | 983,000 | -16,012,000 (-94.2%) |
| MILLENNIUM MANAGEMENT LLC | 25,000,000 | 17,500,000 | -7,500,000 (-30.0%) |
| BANK OF AMERICA CORP /DE/ | 18,112,000 | 6,839,000 | -11,273,000 (-62.2%) |
| JPMORGAN CHASE & CO | 13,275,000 | 8,896,000 | -4,379,000 (-33.0%) |
| MORGAN STANLEY | 4,972,000 | 1,072,000 | -3,900,000 (-78.4%) |
| PALISADE CAPITAL MANAGEMENT, LP | 3,700,000 | 3,623,000 | -77,000 (-2.1%) |
| VICTORY CAPITAL MANAGEMENT INC | 18,702,000 | 18,095,000 | -607,000 (-3.2%) |
| WELLS FARGO & COMPANY/MN | 1,581,000 | 1,556,000 | -25,000 (-1.6%) |
| &PARTNERS | 35,000 | 18,000 | -17,000 (-48.6%) |
| LPL Financial LLC | 25,000 | 17,000 | -8,000 (-32.0%) |
| Balboa Wealth Partners | 33,000 | 32,000 | -1,000 (-3.0%) |
| Thrivent Financial for Lutherans | 16,080,000 | 15,900,000 | -180,000 (-1.1%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| AQR Arbitrage LLC | 14,125,000 | $13,426 |
| PROSPECTOR PARTNERS LLC | 1,000,000 | $948 |
| Voya Investment Management LLC | 69,530,000 | $66,088 |
| FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. | 29,000 | $28 |
| MACQUARIE GROUP LTD | 1,900,000 | $1,806 |
| FRANKLIN RESOURCES INC | 5,705,000 | $5,423 |
| FIFTH THIRD BANCORP | 11,000 | $1,043 |
| CITIGROUP INC | 1,908,000 | $1,809 |
| BARCLAYS PLC | 549,000 | $523 |
| CHOREO, LLC | 28,000 | $27 |
| COMERICA BANK | 9,000 | $9 |