BLACKROCK TCP CAPITAL CORP

Ticker: TCPC CUSIP: 09259E108 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 61,275 Value ($000) $832 Avg Close $14.03 Range $13.13 - $14.46

Q2 2021

Shares 131,895 Value ($000) $1,823 Avg Close $14.45 Range $13.66 - $15.05

Q1 2021

Shares 197,563 Value ($000) $2,732 Avg Close $12.70 Range $11.07 - $15.07

Q4 2020

Shares 262,460 Value ($000) $2,950 Avg Close $10.84 Range $9.10 - $12.48

Q3 2020

Shares 318,920 Value ($000) $3,129 Avg Close $9.69 Range $8.73 - $10.46

Q2 2020

Shares 370,520 Value ($000) $3,387 Avg Close $8.60 Range $4.88 - $10.98

Q1 2020

Shares 378,826 Value ($000) $2,368 Avg Close $12.41 Range $4.02 - $14.76

Q4 2019

Shares 371,817 Value ($000) $5,224 Avg Close $13.96 Range $13.12 - $14.57

Q3 2019

Shares 382,813 Value ($000) $5,191 Avg Close $13.77 Range $13.14 - $14.41

Q4 2018

Shares 352,499 Value ($000) $4,597 Avg Close $13.94 Range $12.52 - $14.51

Q3 2018

Shares 452,030 Value ($000) $6,432 Avg Close $14.63 Range $14.10 - $14.98

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	61,275	$832	$14.03	$13.13 - $14.46
Q2 2021	131,895	$1,823	$14.45	$13.66 - $15.05
Q1 2021	197,563	$2,732	$12.70	$11.07 - $15.07
Q4 2020	262,460	$2,950	$10.84	$9.10 - $12.48
Q3 2020	318,920	$3,129	$9.69	$8.73 - $10.46
Q2 2020	370,520	$3,387	$8.60	$4.88 - $10.98
Q1 2020	378,826	$2,368	$12.41	$4.02 - $14.76
Q4 2019	371,817	$5,224	$13.96	$13.12 - $14.57
Q3 2019	382,813	$5,191	$13.77	$13.14 - $14.41
Q4 2018	352,499	$4,597	$13.94	$12.52 - $14.51
Q3 2018	452,030	$6,432	$14.63	$14.10 - $14.98