BLACKROCK TCP CAPITAL CORP

Ticker: TCPC CUSIP: 09259E108 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Next Capital Management LLC2,683,539$14,679
Invesco Ltd.2,375,549$12,994
VAN ECK ASSOCIATES CORP2,111,859$12
UBS Group AG1,571,451$8,596
TRANSCEND CAPITAL ADVISORS, LLC1,175,098$6,428
TWO SIGMA INVESTMENTS, LP1,128,224$6,171
TWO SIGMA ADVISERS, LP959,602$5,249
North Ground Capital787,946$4,310
MORGAN STANLEY784,708$4,292
Legal & General Group Plc606,316$3,307
BlackRock, Inc.605,660$3,313
BARINGS LLC540,615$2,957
BI Asset Management Fondsmaeglerselskab A/S452,874$2
LSV ASSET MANAGEMENT410,100$2
Sumitomo Mitsui Trust Holdings, Inc.279,505$1,529
Muzinich & Co., Inc.279,505$1,529
LOOMIS SAYLES & CO L P245,000$1,340
Virtus Investment Advisers, LLC212,334$1,161
D.A. DAVIDSON & CO.188,272$1,030
LPL Financial LLC175,590$960
Closed-End Fund Advisors, Inc.128,517$703
GREAT WEST LIFE ASSURANCE CO /CAN/105,870$1
Hennion & Walsh Asset Management, Inc.98,502$539
United Advisor Group, LLC94,918$519
Sunbelt Securities, Inc.92,605$507
BANK OF AMERICA CORP /DE/91,889$503
Ethos Financial Group, LLC90,521$495
JANE STREET GROUP, LLC87,157$477
Curi Capital, LLC85,000$465
Almitas Capital LLC85,000$465
Quadrature Capital Ltd84,679$463
RAYMOND JAMES FINANCIAL INC83,079$454
Squarepoint Ops LLC81,148$444
Quantbot Technologies LP77,873$426
XTX Topco Ltd77,650$425
Gotham Asset Management, LLC71,228$390
COMMONWEALTH EQUITY SERVICES, LLC68,474$375
AQR CAPITAL MANAGEMENT LLC66,834$366
ROMANO BROTHERS AND COMPANY65,645$359
WELLS FARGO & COMPANY/MN61,229$335
CAXTON ASSOCIATES LLP60,779$332
Janney Montgomery Scott LLC60,436$0
PharVision Advisers, LLC59,177$324
Arkadios Wealth Advisors58,699$321
Aquatic Capital Management LLC58,005$317
OSAIC HOLDINGS, INC.56,871$311
Access Investment Management LLC54,300$337
Universal- Beteiligungs- und Servicegesellschaft mbH51,900$284
SUSQUEHANNA INTERNATIONAL GROUP, LLP50,842$278
Cetera Investment Advisers49,930$273
ENVESTNET ASSET MANAGEMENT INC49,393$270
Virtu Financial LLC46,229$0
Kestra Advisory Services, LLC41,087$225
Curated Wealth Partners LLC38,587$211
NORTHERN TRUST CORP37,590$206
ROYAL BANK OF CANADA30,411$166
Jump Financial, LLC28,469$156
Lido Advisors, LLC28,015$174
Compound Planning, Inc.27,992$153
Dynamic Technology Lab Private Ltd26,406$144
US BANCORP \DE\25,441$139
JPMORGAN CHASE & CO24,435$134
M&T Bank Corp24,122$132
Mallini Complete Financial Planning LLC24,003$131
Cambridge Investment Research Advisors, Inc.23,779$0
Permanens Capital L.P.21,406$117
MARSHALL WACE, LLP20,433$112
AMERIPRISE FINANCIAL INC20,376$111
BARTLETT & CO. WEALTH MANAGEMENT LLC19,300$106
Sowell Financial Services LLC19,147$105
EIGHT 31 FINANCIAL, LLC18,888$103
STIFEL FINANCIAL CORP18,614$102
Joel Isaacson & Co., LLC16,710$91
StoneX Group Inc.15,852$87
GOLDMAN SACHS GROUP INC15,471$85
Ignite Planners, LLC15,026$78
WealthTrust Axiom LLC14,975$82
Prospera Financial Services Inc14,786$81
Tower Research Capital LLC (TRC)14,746$81
MISSION WEALTH MANAGEMENT, LP14,400$79
EQUITABLE TRUST CO13,756$75
BOOTHBAY FUND MANAGEMENT, LLC13,707$75
Merit Financial Group, LLC13,507$74
MILLENNIUM MANAGEMENT LLC13,404$73
Mariner, LLC13,119$72
Cerity Partners LLC12,846$70
Steward Partners Investment Advisory, LLC12,156$66
Accel Wealth Management12,000$66
Bogart Wealth, LLC11,812$65
Creative Planning11,254$62
JOURNEY STRATEGIC WEALTH LLC10,826$59
Ronald Blue Trust, Inc.10,752$59
Aigen Investment Management, LP10,617$58
MTM Investment Management, LLC5,976$33
VSM Wealth Advisory, LLC5,780$32
Spire Wealth Management5,188$28
BNP PARIBAS ARBITRAGE, SA5,072$28
Sound Income Strategies, LLC5,072$29
Quarry LP4,361$24
PNC Financial Services Group, Inc.4,200$23
26 other institutions29,188$123
Total (126 institutions)20,793,186$96,202