BLACKROCK TCP CAPITAL CORP

Ticker: TCPC CUSIP: 09259E108 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 11,150 Value ($000) $159 Avg Close $14.45 Range $13.93 - $14.80

Q1 2019

Shares 26,750 Value ($000) $380 Avg Close $14.26 Range $13.01 - $14.88

Q4 2018

Shares 134,100 Value ($000) $1,749 Avg Close $13.94 Range $12.52 - $14.51

Q3 2018

Shares 41,750 Value ($000) $595 Avg Close $14.63 Range $14.10 - $14.98

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	11,150	$159	$14.45	$13.93 - $14.80
Q1 2019	26,750	$380	$14.26	$13.01 - $14.88
Q4 2018	134,100	$1,749	$13.94	$12.52 - $14.51
Q3 2018	41,750	$595	$14.63	$14.10 - $14.98