BLACKROCK TCP CAPITAL CORP

Ticker: TCPC CUSIP: 09259E108 Class: COM

Sargent Investment Group, LLC's Holding History (CIK: 0001766157)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 14,700 Value ($000) $207 Avg Close $13.96 Range $13.12 - $14.57

Q3 2019

Shares 15,000 Value ($000) $203 Avg Close $13.77 Range $13.14 - $14.41

Q2 2019

Shares 15,000 Value ($000) $214 Avg Close $14.45 Range $13.93 - $14.80

Q1 2019

Shares 67,064 Value ($000) $951 Avg Close $14.26 Range $13.01 - $14.88

Q4 2018

Shares 67,420 Value ($000) $879 Avg Close $13.94 Range $12.52 - $14.51

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	14,700	$207	$13.96	$13.12 - $14.57
Q3 2019	15,000	$203	$13.77	$13.14 - $14.41
Q2 2019	15,000	$214	$14.45	$13.93 - $14.80
Q1 2019	67,064	$951	$14.26	$13.01 - $14.88
Q4 2018	67,420	$879	$13.94	$12.52 - $14.51