BLACKROCK CAP ALLOCATION TER

Institution	Shares	Value ($000)
RIVERNORTH CAPITAL MANAGEMENT, LLC	1,408,167	$19,940
ABSOLUTE INVESTMENT ADVISERS, LLC	352,521	$5,083
Quarry LP	142,366	$2,016
Almitas Capital LLC	55,000	$779
READYSTATE ASSET MANAGEMENT LP	203,918	$2,887
TrueMark Investments, LLC	28,859	$409
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	36,229	$513
WOLVERINE ASSET MANAGEMENT LLC	181,129	$2,565
XTX Topco Ltd	25,954	$368
Vestmark Advisory Solutions, Inc.	38,350	$543
FLAGSHIP HARBOR ADVISORS, LLC	10,245	$145
Marex Group plc	39,300	$556
JANE STREET GROUP, LLC	186,712	$2,644
Pinnacle Wealth Planning Services, Inc.	3,795	$54
SUSQUEHANNA INTERNATIONAL GROUP, LLP	41,263	$584
CITADEL ADVISORS LLC	17,449	$247
CULLEN/FROST BANKERS, INC.	1,250	$18
HRT FINANCIAL LP	20,971	$0

Increased Positions (34)

Shaker Financial Services, LLC

Value ($000) $288 (+25.6%) Shares 20,335 (+31.2%)

PFG Investments, LLC

Value ($000) $1,073 (+43.0%) Shares 75,757 (+49.3%)

Perennial Investment Advisors, LLC

Value ($000) $952 (+17.3%) Shares 67,224 (+22.5%)

Joseph P. Lucia & Associates, LLC

Value ($000) $528 (+3.2%) Shares 37,274 (+7.8%)

Penserra Capital Management LLC

Value ($000) $20 (+5.5%) Shares 1,436,103 (+10.2%)

Lido Advisors, LLC

Value ($000) $2,566 (+1190.1%) Shares 180,590 (+1243.1%)

Advisors Asset Management, Inc.

Value ($000) $5,024 (+0.1%) Shares 354,791 (+4.6%)

ROYAL BANK OF CANADA

Value ($000) $5,373 (+59.0%) Shares 379,431 (+66.0%)

&PARTNERS

Value ($000) $654 (+174.1%) Shares 46,152 (+186.3%)

BANK OF AMERICA CORP /DE/

Value ($000) $20,907 (+1.5%) Shares 1,476,515 (+6.0%)

Global Retirement Partners, LLC

Value ($000) $123 (+1774.9%) Shares 8,687 (+1856.5%)

LPL Financial LLC

Value ($000) $5,681 (+3.7%) Shares 401,175 (+8.3%)

COMMONWEALTH EQUITY SERVICES, LLC

Value ($000) $1,542 (+140975.9%) Shares 108,896 (+47.4%)

TD Capital Management LLC

Value ($000) $479 (+1.1%) Shares 33,812 (+5.6%)

Amplius Wealth Advisors, LLC

Value ($000) $480 (+0.8%) Shares 33,877 (+5.3%)

Quantinno Capital Management LP

Value ($000) $565 (+19.3%) Shares 39,908 (+24.6%)

OPPENHEIMER & CO INC

Value ($000) $721 (+3.6%) Shares 50,916 (+8.2%)

B. Riley Wealth Advisors, Inc.

Value ($000) $172 (+13.8%) Shares 12,122 (+18.9%)

Cerity Partners LLC

Value ($000) $660 (+6.7%) Shares 46,632 (+11.5%)

OSAIC HOLDINGS, INC.

Value ($000) $1,404 (-0.6%) Shares 99,168 (+4.5%)

Institution	Prev Shares	Curr Shares	Change
Shaker Financial Services, LLC	15,500	20,335	+4,835 (+31.2%)
PFG Investments, LLC	50,728	75,757	+25,029 (+49.3%)
Perennial Investment Advisors, LLC	54,867	67,224	+12,357 (+22.5%)
Joseph P. Lucia & Associates, LLC	34,579	37,274	+2,695 (+7.8%)
Penserra Capital Management LLC	1,303,212	1,436,103	+132,891 (+10.2%)
Lido Advisors, LLC	13,446	180,590	+167,144 (+1243.1%)
Advisors Asset Management, Inc.	339,332	354,791	+15,459 (+4.6%)
ROYAL BANK OF CANADA	228,544	379,431	+150,887 (+66.0%)
&PARTNERS	16,119	46,152	+30,033 (+186.3%)
BANK OF AMERICA CORP /DE/	1,392,986	1,476,515	+83,529 (+6.0%)
Global Retirement Partners, LLC	444	8,687	+8,243 (+1856.5%)
LPL Financial LLC	370,371	401,175	+30,804 (+8.3%)
COMMONWEALTH EQUITY SERVICES, LLC	73,877	108,896	+35,019 (+47.4%)
TD Capital Management LLC	32,007	33,812	+1,805 (+5.6%)
Amplius Wealth Advisors, LLC	32,177	33,877	+1,700 (+5.3%)
Quantinno Capital Management LP	32,023	39,908	+7,885 (+24.6%)
OPPENHEIMER & CO INC	47,043	50,916	+3,873 (+8.2%)
B. Riley Wealth Advisors, Inc.	10,199	12,122	+1,923 (+18.9%)
Cerity Partners LLC	41,832	46,632	+4,800 (+11.5%)
OSAIC HOLDINGS, INC.	94,856	99,168	+4,312 (+4.5%)

Decreased Positions (29)

WINEBRENNER CAPITAL MANAGEMENT LLC

Value ($000) $510 (-25.1%) Shares 36,000 (-21.7%)

Mathes Company, Inc.

Value ($000) $1 (-21.5%) Shares 86,500 (-18.0%)

Keebeck Wealth Management

Value ($000) $5,098 (-5.3%) Shares 359,994 (-1.1%)

Boreal Capital Management LLC

Value ($000) $204 (-12.1%) Shares 14,414 (-8.2%)

CALTON & ASSOCIATES, INC.

Value ($000) $151 (-44.3%) Shares 10,686 (-41.8%)

Bison Wealth, LLC

Value ($000) $457 (-25.3%) Shares 32,038 (-22.9%)

MORGAN STANLEY

Value ($000) $60,106 (-9.4%) Shares 4,244,802 (-5.3%)

UBS Group AG

Value ($000) $13,601 (-19.2%) Shares 960,501 (-15.6%)

RAYMOND JAMES FINANCIAL INC

Value ($000) $4,736 (-31.5%) Shares 334,442 (-28.5%)

CoreCap Advisors, LLC

Value ($000) $256 (-35.0%) Shares 18,103 (-32.1%)

KINGSWOOD WEALTH ADVISORS, LLC

Value ($000) $254 (-25.7%) Shares 17,910 (-22.4%)

WELLS FARGO & COMPANY/MN

Value ($000) $28,992 (-7.4%) Shares 2,047,452 (-3.3%)

STIFEL FINANCIAL CORP

Value ($000) $6,645 (-12.8%) Shares 469,272 (-8.9%)

Rockefeller Capital Management L.P.

Value ($000) $6,080 (-11.2%) Shares 429,375 (-7.2%)

Invesco Ltd.

Value ($000) $17,856 (-8.8%) Shares 1,261,012 (-4.8%)

INSIGNEO ADVISORY SERVICES, LLC

Value ($000) $194 (-24.3%) Shares 13,725 (-21.0%)

Mount Yale Investment Advisors, LLC

Value ($000) $543 (-10.4%) Shares 38,350 (-6.5%)

Integrated Wealth Concepts LLC

Value ($000) $1,298 (-10.4%) Shares 91,652 (-6.4%)

McIlrath & Eck, LLC

Value ($000) $16 (-62.9%) Shares 1,161 (-61.3%)

SeaCrest Wealth Management, LLC

Value ($000) $247 (-8.1%) Shares 17,097 (-5.0%)

Institution	Prev Shares	Curr Shares	Change
WINEBRENNER CAPITAL MANAGEMENT LLC	46,000	36,000	-10,000 (-21.7%)
Mathes Company, Inc.	105,500	86,500	-19,000 (-18.0%)
Keebeck Wealth Management	363,870	359,994	-3,876 (-1.1%)
Boreal Capital Management LLC	15,695	14,414	-1,281 (-8.2%)
CALTON & ASSOCIATES, INC.	18,363	10,686	-7,677 (-41.8%)
Bison Wealth, LLC	41,532	32,038	-9,494 (-22.9%)
MORGAN STANLEY	4,484,715	4,244,802	-239,913 (-5.3%)
UBS Group AG	1,138,678	960,501	-178,177 (-15.6%)
RAYMOND JAMES FINANCIAL INC	467,447	334,442	-133,005 (-28.5%)
CoreCap Advisors, LLC	26,646	18,103	-8,543 (-32.1%)
KINGSWOOD WEALTH ADVISORS, LLC	23,084	17,910	-5,174 (-22.4%)
WELLS FARGO & COMPANY/MN	2,117,208	2,047,452	-69,756 (-3.3%)
STIFEL FINANCIAL CORP	514,945	469,272	-45,673 (-8.9%)
Rockefeller Capital Management L.P.	462,840	429,375	-33,465 (-7.2%)
Invesco Ltd.	1,324,286	1,261,012	-63,274 (-4.8%)
INSIGNEO ADVISORY SERVICES, LLC	17,369	13,725	-3,644 (-21.0%)
Mount Yale Investment Advisors, LLC	41,000	38,350	-2,650 (-6.5%)
Integrated Wealth Concepts LLC	97,941	91,652	-6,289 (-6.4%)
McIlrath & Eck, LLC	2,999	1,161	-1,838 (-61.3%)
SeaCrest Wealth Management, LLC	17,990	17,097	-893 (-5.0%)

Exited Positions (9)

Saba Capital Management, L.P.

Value ($000) $15,944 Shares 1,078,049

OBSIDIAN CIO, LLC

Value ($000) $2,102 Shares 142,143

Consolidated Portfolio Review Corp

Value ($000) $188 Shares 12,690

CARY STREET PARTNERS FINANCIAL LLC

Value ($000) $182 Shares 12,299

Mariner, LLC

Value ($000) $168 Shares 11,353

ROGCO, LP

Value ($000) $11 Shares 748

Parallel Advisors, LLC

Value ($000) $47 Shares 3,200

Thomas J. Herzfeld Advisors, Inc.

Value ($000) $6 Shares 435

Keener Financial Planning LLC

Value ($000) $0 Shares 2,000

Institution	Prev Shares	Prev Value ($000)
Saba Capital Management, L.P.	1,078,049	$15,944
OBSIDIAN CIO, LLC	142,143	$2,102
Consolidated Portfolio Review Corp	12,690	$188
CARY STREET PARTNERS FINANCIAL LLC	12,299	$182
Mariner, LLC	11,353	$168
ROGCO, LP	748	$11
Parallel Advisors, LLC	3,200	$47
Thomas J. Herzfeld Advisors, Inc.	435	$6
Keener Financial Planning LLC	2,000	$0