CUSIP: 10316TAD6 Class: NOTE 1.500% 9/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| AQR Arbitrage LLC | 27,571,000 | $26,882 |
| CSS LLC/IL | 2,442,000 | $2,384 |
| Central Pacific Bank - Trust Division | 248,000 | $241 |
| UBS Group AG | 2,452,000 | $2,385 |
| Nuveen, LLC | 1,500,000 | $1,459 |
| LAZARD ASSET MANAGEMENT LLC | 20,092,000 | $196 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt | 100,000 | $98 |
| RAYMOND JAMES FINANCIAL INC | 50,000 | $49 |
| Cerity Partners LLC | 42,000 | $41 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Wellesley Asset Management | 32,055,000 | 44,891,000 | +12,836,000 (+40.0%) |
| Opti Capital Management, LP | 10,000,000 | 12,500,000 | +2,500,000 (+25.0%) |
| BNP PARIBAS ARBITRAGE, SA | 4,739,000 | 14,491,000 | +9,752,000 (+205.8%) |
| JPMORGAN CHASE & CO | 6,069,000 | 18,662,000 | +12,593,000 (+207.5%) |
| MORGAN STANLEY | 2,593,000 | 12,764,000 | +10,171,000 (+392.2%) |
| STATE STREET CORP | 6,300,000 | 9,358,000 | +3,058,000 (+48.5%) |
| GOLDMAN SACHS GROUP INC | 5,015,000 | 5,515,000 | +500,000 (+10.0%) |
| FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. | 21,000 | 30,000 | +9,000 (+42.9%) |
| Cetera Investment Advisers | 97,000 | 120,000 | +23,000 (+23.7%) |
| WELLS FARGO & COMPANY/MN | 101,000 | 123,000 | +22,000 (+21.8%) |
| INSIGNEO ADVISORY SERVICES, LLC | 13,000 | 22,000 | +9,000 (+69.2%) |
| COMERICA BANK | 8,000 | 10,000 | +2,000 (+25.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SHENKMAN CAPITAL MANAGEMENT INC | 13,887,000 | 8,091,000 | -5,796,000 (-41.7%) |
| KIM, LLC | 9,500,000 | 6,000,000 | -3,500,000 (-36.8%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 54,865,000 | 48,301,000 | -6,564,000 (-12.0%) |
| Polar Asset Management Partners Inc. | 20,000,000 | 17,500,000 | -2,500,000 (-12.5%) |
| SSI INVESTMENT MANAGEMENT LLC | 5,517,000 | 5,082,000 | -435,000 (-7.9%) |
| NEW YORK STATE COMMON RETIREMENT FUND | 5,649,000 | 1,942,000 | -3,707,000 (-65.6%) |
| Jefferies Financial Group Inc. | 1,120,000 | 134,000 | -986,000 (-88.0%) |
| BlackRock, Inc. | 29,155,000 | 14,155,000 | -15,000,000 (-51.4%) |
| TORONTO DOMINION BANK | 3,000,000 | 2,000,000 | -1,000,000 (-33.3%) |
| FRANKLIN RESOURCES INC | 8,318,000 | 7,440,000 | -878,000 (-10.6%) |
| PALISADE CAPITAL MANAGEMENT, LP | 1,500,000 | 1,455,000 | -45,000 (-3.0%) |
| Bank of New York Mellon Corp | 300,000 | 200,000 | -100,000 (-33.3%) |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 16,000 | 15,000 | -1,000 (-6.3%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| READYSTATE ASSET MANAGEMENT LP | 7,500,000 | $7,556 |
| Kohlberg Kravis Roberts & Co. L.P. | 1,500,000 | $1,505 |
| WESTWOOD HOLDINGS GROUP INC | 2,000,000 | $2,017 |
| CITADEL ADVISORS LLC | 39,670,000 | $39,956 |
| AMERIPRISE FINANCIAL INC | 7,200,000 | $7,236 |
| MILLENNIUM MANAGEMENT LLC | 5,000,000 | $5,036 |
| MACQUARIE GROUP LTD | 1,400,000 | $1,401 |
| DEUTSCHE BANK AG\ | 575,000 | $578 |
| JANE STREET GROUP, LLC | 58,000 | $58 |