BROADWIND ENERGY INC

Ticker: BWEN CUSIP: 11161T207 Class: COM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 210 Value ($000) $2 Avg Close $8.69 Range $7.45 - $9.62

Q2 2014

Shares 210 Value ($000) $2 Avg Close $11.43 Range $8.64 - $14.00

Q1 2014

Shares 210 Value ($000) $3 Avg Close $9.75 Range $7.52 - $12.27

Q4 2013

Shares 210 Value ($000) $2 Avg Close $7.77 Range $5.10 - $10.43

Q3 2013

Shares 210 Value ($000) $2 Avg Close $5.79 Range $4.50 - $8.23

Q2 2013

Shares 210 Value ($000) $1 Avg Close $4.37 Range $3.95 - $5.05

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	210	$2	$8.69	$7.45 - $9.62
Q2 2014	210	$2	$11.43	$8.64 - $14.00
Q1 2014	210	$3	$9.75	$7.52 - $12.27
Q4 2013	210	$2	$7.77	$5.10 - $10.43
Q3 2013	210	$2	$5.79	$4.50 - $8.23
Q2 2013	210	$1	$4.37	$3.95 - $5.05