BROADWIND ENERGY INC

Ticker: BWEN CUSIP: 11161T207 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
GRACE & WHITE INC /NY2,030,554$5,746
VANGUARD GROUP INC1,004,656$2,843
Quinn Opportunity Partners LLC502,008$1,421
BlackRock, Inc.368,330$1,042
MARSHALL WACE, LLP281,337$796
DIMENSIONAL FUND ADVISORS LP265,255$751
GEODE CAPITAL MANAGEMENT, LLC239,946$679
RENAISSANCE TECHNOLOGIES LLC203,932$577
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP171,036$484
US BANCORP \DE\160,128$453
SUSQUEHANNA INTERNATIONAL GROUP, LLP158,099$447
Aristides Capital LLC128,133$363
JANE STREET GROUP, LLC123,659$350
BRIDGEWAY CAPITAL MANAGEMENT, LLC123,166$349
Empowered Funds, LLC118,166$334
CITADEL ADVISORS LLC103,322$292
CAPTRUST FINANCIAL ADVISORS97,000$275
ESSEX INVESTMENT MANAGEMENT CO LLC94,788$268
GOLDMAN SACHS GROUP INC84,573$239
STATE STREET CORP80,265$227
Pekin Hardy Strauss, Inc.75,000$212
Quadrature Capital Ltd60,154$170
XTX Topco Ltd52,577$149
CORSAIR CAPITAL MANAGEMENT, L.P.50,000$142
Centiva Capital, LP37,725$107
Mariner, LLC36,120$102
GSA CAPITAL PARTNERS LLP33,820$0
LPL Financial LLC31,637$90
NORTHERN TRUST CORP29,086$82
Macco Financial Group, Inc.21,000$59
ALGERT GLOBAL LLC20,640$0
O'SHAUGHNESSY ASSET MANAGEMENT, LLC16,028$45
ALERUS FINANCIAL NA13,239$37
RITHOLTZ WEALTH MANAGEMENT12,861$36
NewEdge Advisors, LLC12,200$35
JAMES INVESTMENT RESEARCH INC12,100$34
ACADIAN ASSET MANAGEMENT LLC11,793$0
UBS Group AG11,427$32
PFG Investments, LLC10,000$28
CITIGROUP INC5,898$17
OSAIC HOLDINGS, INC.3,190$9
Tower Research Capital LLC (TRC)1,605$5
SBI Securities Co., Ltd.332$1
SIMPLEX TRADING, LLC157$0
BANK OF AMERICA CORP /DE/125$0
FMR LLC37$0
FLAGSHIP HARBOR ADVISORS, LLC30$0
MORGAN STANLEY10$0
Total (48 institutions)6,897,144$19,332