BROADWIND ENERGY INC

Ticker: BWEN CUSIP: 11161T207 Class: COM

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 133,622 Value ($000) $1,113 Avg Close $5.20 Range $3.75 - $8.50

Q4 2016

Shares 670,657 Value ($000) $2,713 Avg Close $4.24 Range $3.95 - $4.57

Q3 2016

Shares 616,431 Value ($000) $2,712 Avg Close $4.57 Range $4.06 - $5.49

Q2 2016

Shares 580,000 Value ($000) $2,448 Avg Close $3.65 Range $2.82 - $5.32

Q1 2016

Shares 650,000 Value ($000) $1,957 Avg Close $2.16 Range $1.67 - $3.23

Q4 2015

Shares 643,380 Value ($000) $1,338 Avg Close $2.24 Range $1.75 - $3.24

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	133,622	$1,113	$5.20	$3.75 - $8.50
Q4 2016	670,657	$2,713	$4.24	$3.95 - $4.57
Q3 2016	616,431	$2,712	$4.57	$4.06 - $5.49
Q2 2016	580,000	$2,448	$3.65	$2.82 - $5.32
Q1 2016	650,000	$1,957	$2.16	$1.67 - $3.23
Q4 2015	643,380	$1,338	$2.24	$1.75 - $3.24