CUSIP: 125896BX7 Class: NOTE 3.375% 5/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| ANGELO GORDON & CO., L.P. | 9,000,000 | $9,626 |
| Lombard Odier Asset Management (Europe) Ltd | 13,939,000 | $14,940 |
| KIM, LLC | 7,500,000 | $8,040 |
| Amundi | 4,100,000 | $438,495 |
| MIZUHO SECURITIES USA LLC | 2,500,000 | $2,776 |
| SUSQUEHANNA ADVISORS GROUP, INC. | 2,500,000 | $27 |
| MML INVESTORS SERVICES, LLC | 22,000 | $24 |
| UBS Group AG | 18,000 | $19 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Aequim Alternative Investments LP | 60,000,000 | 75,000,000 | +15,000,000 (+25.0%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 77,733,000 | 87,479,000 | +9,746,000 (+12.5%) |
| RWC Asset Management LLP | 3,620,000 | 6,620,000 | +3,000,000 (+82.9%) |
| Calamos Advisors LLC | 56,473,000 | 61,538,000 | +5,065,000 (+9.0%) |
| CITIGROUP INC | 2,000,000 | 13,068,000 | +11,068,000 (+553.4%) |
| AMERIPRISE FINANCIAL INC | 18,000 | 11,520,000 | +11,502,000 (+63900.0%) |
| JPMORGAN CHASE & CO | 7,553,000 | 11,961,000 | +4,408,000 (+58.4%) |
| VICTORY CAPITAL MANAGEMENT INC | 27,316,000 | 28,939,000 | +1,623,000 (+5.9%) |
| FMR LLC | 5,043,000 | 8,302,000 | +3,259,000 (+64.6%) |
| BANK OF AMERICA CORP /DE/ | 4,630,000 | 7,409,000 | +2,779,000 (+60.0%) |
| BlackRock, Inc. | 7,750,000 | 9,825,000 | +2,075,000 (+26.8%) |
| MORGAN STANLEY | 8,900,000 | 9,550,000 | +650,000 (+7.3%) |
| STATE STREET CORP | 15,736,000 | 16,136,000 | +400,000 (+2.5%) |
| LAZARD ASSET MANAGEMENT LLC | 77,466,000 | 82,440,000 | +4,974,000 (+6.4%) |
| Bank of New York Mellon Corp | 400,000 | 416,000 | +16,000 (+4.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SHENKMAN CAPITAL MANAGEMENT INC | 21,293,000 | 11,597,000 | -9,696,000 (-45.5%) |
| OAKTREE CAPITAL MANAGEMENT LP | 17,343,000 | 15,199,000 | -2,144,000 (-12.4%) |
| Wellesley Asset Management | 2,540,000 | 2,310,000 | -230,000 (-9.1%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 60,408,000 | 57,922,000 | -2,486,000 (-4.1%) |
| Man Group plc | 4,400,000 | 3,700,000 | -700,000 (-15.9%) |
| DEUTSCHE BANK AG\ | 2,731,000 | 1,664,000 | -1,067,000 (-39.1%) |
| FRANKLIN RESOURCES INC | 9,449,000 | 8,488,000 | -961,000 (-10.2%) |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt | 8,850,000 | 8,350,000 | -500,000 (-5.6%) |
| Union Bancaire Privee, UBP SA | 302,000 | 151,000 | -151,000 (-50.0%) |
| Calamos Wealth Management LLC | 775,000 | 726,000 | -49,000 (-6.3%) |
| &PARTNERS | 24,000 | 17,000 | -7,000 (-29.2%) |
| LPL Financial LLC | 39,000 | 33,000 | -6,000 (-15.4%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| INCOME RESEARCH & MANAGEMENT | 9,024,000 | $9,881 |
| Portman Square Capital LLP | 9,900,000 | $10,850 |
| CAMDEN ASSET MANAGEMENT L P /CA | 3,459,000 | $3,788 |
| Verition Fund Management LLC | 10,000,000 | $10,975 |
| MARSHALL WACE, LLP | 16,000,000 | $17,539 |
| JANE STREET GROUP, LLC | 575,000 | $631 |
| BARCLAYS PLC | 505,000 | $542 |
| NOMURA HOLDINGS INC | 3,447 | $253 |