Ticker: NOEMW CUSIP: 12664M111 Class: *W EXP 08/17/202
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| AQR Arbitrage LLC | 590,000 | $96 |
| MMCAP International Inc. SPC | 590,000 | $99 |
| ARISTEIA CAPITAL, L.L.C. | 578,096 | $87 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 494,830 | $84 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 428,040 | $72 |
| WHITEBOX ADVISORS LLC | 390,000 | $66 |
| K2 PRINCIPAL FUND, L.P. | 376,348 | $64 |
| Clear Street Group Inc. | 374,963 | $63 |
| TORONTO DOMINION BANK | 321,155 | $54 |
| Polar Asset Management Partners Inc. | 290,000 | $49 |
| Hudson Bay Capital Management LP | 290,000 | $49 |
| D. E. Shaw & Co., Inc. | 280,000 | $47 |
| BOOTHBAY FUND MANAGEMENT, LLC | 279,565 | $2,877 |
| Verition Fund Management LLC | 205,000 | $35 |
| Shaolin Capital Management LLC | 199,893 | $34 |
| DLD Asset Management, LP | 74,591 | $13 |
| HEIGHTS CAPITAL MANAGEMENT, INC | 40,000 | $7 |
| Centiva Capital, LP | 40,000 | $7 |
| Lepercq De Neuflize Asset Management LLC | 33,953 | $6 |
| WOLVERINE ASSET MANAGEMENT LLC | 700 | $0 |
| Total (20 institutions) | 5,877,134 | $3,807 |