CUSIP: 12685JAE5 Class: Convertible Debt
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| MARATHON ASSET MANAGEMENT LP | 2,000,000 | $1,965 |
| Lombard Odier Asset Management (Europe) Ltd | 3,898,000 | $3,847 |
| Amundi | 3,348,000 | $329,778 |
| Empyrean Capital Partners, LP | 4,000,000 | $3,936 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PIPER SANDLER & CO. | 7,641,000 | 14,124,000 | +6,483,000 (+84.8%) |
| Radcliffe Capital Management, L.P. | 34,255,000 | 75,188,000 | +40,933,000 (+119.5%) |
| KIM, LLC | 10,000,000 | 25,000,000 | +15,000,000 (+150.0%) |
| GLAZER CAPITAL, LLC | 27,013,000 | 50,101,000 | +23,088,000 (+85.5%) |
| RiverPark Advisors, LLC | 2,000,000 | 3,500,000 | +1,500,000 (+75.0%) |
| Crossingbridge Advisors, LLC | 2,000,000 | 3,500,000 | +1,500,000 (+75.0%) |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 26,668,000 | 28,668,000 | +2,000,000 (+7.5%) |
| FMR LLC | 2,000,000 | 15,921,000 | +13,921,000 (+696.0%) |
| JPMORGAN CHASE & CO | 104,000 | 1,702,000 | +1,598,000 (+1536.5%) |
| BANK OF AMERICA CORP /DE/ | 793,000 | 1,361,000 | +568,000 (+71.6%) |
| STATE STREET CORP | 12,095,000 | 12,595,000 | +500,000 (+4.1%) |
| BlackRock, Inc. | 20,344,000 | 20,630,000 | +286,000 (+1.4%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| MILLENNIUM MANAGEMENT LLC | 39,784,000 | 8,141,000 | -31,643,000 (-79.5%) |
| PALISADE CAPITAL MANAGEMENT, LP | 3,700,000 | 3,625,000 | -75,000 (-2.0%) |
| Russell Investments Group, Ltd. | 3,514,000 | 3,244,000 | -270,000 (-7.7%) |
| PRICE T ROWE ASSOCIATES INC /MD/ | 1,200,000 | 400,000 | -800,000 (-66.7%) |
| Thrivent Financial for Lutherans | 11,985,000 | 11,642,000 | -343,000 (-2.9%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Tetragon Partners GP Ltd | 21,255,000 | $20,773 |
| ADVENT CAPITAL MANAGEMENT /DE/ | 11,925,000 | $11,645 |
| Verition Fund Management LLC | 14,758,000 | $14,411 |
| BNP PARIBAS ARBITRAGE, SA | 30,000,000 | $29,339 |
| NEW YORK STATE COMMON RETIREMENT FUND | 2,348,000 | $2,287 |
| LAZARD ASSET MANAGEMENT LLC | 8,965,000 | $88 |
| INSIGNEO ADVISORY SERVICES, LLC | 11,000 | $11 |