CADIZ INC

Ticker: CDZI CUSIP: 127537207 Class: Common Stock

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 269,231 Value ($000) $4,052 Avg Close $13.97 Range $11.40 - $15.50

Q4 2016

Shares 279,204 Value ($000) $3,490 Avg Close $8.98 Range $6.80 - $12.70

Q3 2015

Shares 463,724 Value ($000) $3,367 Avg Close $8.24 Range $7.08 - $9.75

Q2 2015

Shares 742,166 Value ($000) $6,449 Avg Close $8.71 Range $6.88 - $10.80

Q1 2015

Shares 551,239 Value ($000) $5,653 Avg Close $10.33 Range $9.25 - $11.69

Q4 2014

Shares 537,571 Value ($000) $6,021 Avg Close $10.42 Range $8.52 - $11.93

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	269,231	$4,052	$13.97	$11.40 - $15.50
Q4 2016	279,204	$3,490	$8.98	$6.80 - $12.70
Q3 2015	463,724	$3,367	$8.24	$7.08 - $9.75
Q2 2015	742,166	$6,449	$8.71	$6.88 - $10.80
Q1 2015	551,239	$5,653	$10.33	$9.25 - $11.69
Q4 2014	537,571	$6,021	$10.42	$8.52 - $11.93