CADIZ INC

Ticker: CDZI CUSIP: 127537207 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Whitefort Capital Management, LP3,986,822$22,366
BlackRock, Inc.3,828,327$21,477
LEVIN CAPITAL STRATEGIES, L.P.3,666,323$20,568
BANK OF AMERICA CORP /DE/3,518,821$19,741
BARCLAYS PLC3,185,700$17,872
VANGUARD GROUP INC3,063,430$17,186
GRATIA CAPITAL, LLC1,496,494$8,395
GEODE CAPITAL MANAGEMENT, LLC1,325,245$7,437
MORGAN STANLEY1,270,970$7,130
STATE STREET CORP1,270,020$7,125
ELKHORN PARTNERS LIMITED PARTNERSHIP652,000$3,658
JANE STREET GROUP, LLC570,895$3,203
Permanent Capital Management, LP496,519$2,785
NORTHERN TRUST CORP454,835$2,552
GOLDMAN SACHS GROUP INC357,572$2,006
Potomac Capital Management, Inc.335,000$1,879
STONEHILL CAPITAL MANAGEMENT LLC331,305$2
Nuveen, LLC302,482$1,697
Caption Management, LLC262,345$1,472
Parkshore Wealth Management, Inc.255,618$1,434
Rangeley Capital, LLC249,000$1,397
GAM Holding AG230,000$1,290
Massar Capital Management, LP225,612$1,266
STATE OF WISCONSIN INVESTMENT BOARD212,117$1,190
Hartree Partners, LP200,000$1,122
Bank of New York Mellon Corp198,442$1,113
Brevan Howard Capital Management LP197,905$1,110
Cinctive Capital Management LP193,002$1,083
RAYMOND JAMES FINANCIAL INC192,487$1,080
LOS ANGELES CAPITAL MANAGEMENT LLC178,251$941
PEAK6 LLC169,833$953
UBS Group AG168,810$947
CHARLES SCHWAB INVESTMENT MANAGEMENT INC161,235$905
Delta Investment Management, LLC146,181$820
SUSQUEHANNA INTERNATIONAL GROUP, LLP141,223$792
DBA TRADING, LLC138,040$774
SIMPLEX TRADING, LLC135,949$763
HSBC HOLDINGS PLC127,071$719
ExodusPoint Capital Management, LP112,506$631
Diametric Capital, LP109,480$614
MATAURO, LLC107,449$603
INGALLS & SNYDER LLC98,600$1
Squarepoint Ops LLC91,032$511
CITADEL ADVISORS LLC89,295$501
ALLIANCEBERNSTEIN L.P.88,590$497
RHUMBLINE ADVISERS88,427$496
HCR Wealth Advisors81,436$457
BRIDGEWAY CAPITAL MANAGEMENT, LLC77,568$435
PRICE T ROWE ASSOCIATES INC /MD/75,920$0
Russell Investments Group, Ltd.73,659$413
CITIGROUP INC66,687$374
Pekin Hardy Strauss, Inc.66,500$373
WELLS FARGO & COMPANY/MN60,140$337
FLAX POND CAPITAL, LLC53,815$302
XTX Topco Ltd53,522$300
Alpine Global Management, LLC50,004$281
Ancora Advisors LLC48,800$274
Verition Fund Management LLC45,210$254
DEUTSCHE BANK AG\39,927$224
AQR CAPITAL MANAGEMENT LLC38,235$214
MINDSET WEALTH MANAGEMENT, LLC38,000$213
INTECH INVESTMENT MANAGEMENT LLC37,429$210
Lido Advisors, LLC37,081$193
Wealthspire Advisors, LLC35,340$198
Rathbones Group PLC34,858$196
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM28,430$159
FourWorld Capital Management LLC28,184$158
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.25,554$143
Invesco Ltd.24,673$138
JPMORGAN CHASE & CO21,975$123
MetLife Investment Management, LLC21,718$122
Brookwood Investment Group LLC21,000$118
FRANKLIN RESOURCES INC19,087$107
Police & Firemen's Retirement System of New Jersey17,959$101
PRELUDE CAPITAL MANAGEMENT, LLC17,528$98
Morton Capital Management LLC/CA16,675$94
FMR LLC16,467$92
MANUFACTURERS LIFE INSURANCE COMPANY, THE16,201$91
GREAT LAKES ADVISORS, LLC14,065$79
CHICAGO TRUST Co NA14,065$79
AXQ CAPITAL, LP13,558$76
SG Americas Securities, LLC13,533$0
BNP PARIBAS ARBITRAGE, SA12,191$68
NISA INVESTMENT ADVISORS, LLC11,264$63
Voya Investment Management LLC10,850$61
Virtu Financial LLC10,247$0
LPL Financial LLC10,050$56
ProShare Advisors LLC10,048$56
GABELLI FUNDS LLC10,000$56
PNC Financial Services Group, Inc.6,785$38
Legal & General Group Plc5,661$32
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA5,000$32
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM3,384$19
Ameritas Investment Partners, Inc.3,349$19
Optiver Holding B.V.2,714$15
ROYAL BANK OF CANADA2,407$13
Tower Research Capital LLC (TRC)2,249$13
AMALGAMATED BANK1,727$0
CWM, LLC1,462$0
Evelyn Partners Investment Management LLP1,366$8
20 other institutions8,279$35
Total (120 institutions)36,145,096$199,715