CADIZ INC

Ticker: CDZI CUSIP: 127537207 Class: Common Stock

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 32,288 Value ($000) $329 Avg Close $10.27 Range $8.06 - $14.90
Q2 2014
Shares 34,194 Value ($000) $286 Avg Close $7.57 Range $5.96 - $8.70
Q1 2014
Shares 40,698 Value ($000) $288 Avg Close $7.43 Range $6.86 - $8.79
Q4 2013
Shares 42,855 Value ($000) $299 Avg Close $5.69 Range $4.79 - $7.22
Q3 2013
Shares 40,651 Value ($000) $209 Avg Close $4.80 Range $4.26 - $5.49
Q2 2013
Shares 40,851 Value ($000) $188 Avg Close $5.71 Range $4.58 - $6.77
Q1 2013
Shares 30,254 Value ($000) $204 Avg Close $6.94 Range $6.33 - $8.45
Q4 2012
Shares 32,379 Value ($000) $257 Avg Close — Range —