CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

ICON ADVISERS INC/CO's Holding History (CIK: 0001058470)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019

Shares 4,100 Value ($000) $422 Avg Close $86.78 Range $75.22 - $95.35

Q3 2019

Shares 4,100 Value ($000) $373 Avg Close $80.63 Range $74.23 - $88.21

Q2 2019

Shares 4,100 Value ($000) $372 Avg Close $79.83 Range $73.26 - $84.04

Q4 2016

Shares 4,700 Value ($000) $410 Avg Close $68.75 Range $59.92 - $78.32

Q3 2016

Shares 11,100 Value ($000) $797 Avg Close $58.25 Range $50.40 - $61.85

Q2 2016

Shares 11,100 Value ($000) $705 Avg Close $58.66 Range $49.02 - $64.09

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2019	4,100	$422	$86.78	$75.22 - $95.35
Q3 2019	4,100	$373	$80.63	$74.23 - $88.21
Q2 2019	4,100	$372	$79.83	$73.26 - $84.04
Q4 2016	4,700	$410	$68.75	$59.92 - $78.32
Q3 2016	11,100	$797	$58.25	$50.40 - $61.85
Q2 2016	11,100	$705	$58.66	$49.02 - $64.09