CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VANGUARD GROUP INC56,897,238$13,789,615
BlackRock, Inc.51,005,251$12,361,633
STATE STREET CORP27,873,327$6,755,380
Capital World Investors24,735,526$5,995,185
FMR LLC18,750,339$4,544,332
JPMORGAN CHASE & CO16,904,366$4,096,943
GEODE CAPITAL MANAGEMENT, LLC14,070,236$3,402,023
FRANKLIN RESOURCES INC12,476,462$3,023,795
HARRIS ASSOCIATES L P10,825,295$2,623,618
Dodge & Cox9,163,067$2,220,761
MORGAN STANLEY8,677,981$2,103,196
NORGES BANK8,622,723$2,089,803
Davis Selected Advisers8,614,766$2,087,878
GOLDMAN SACHS GROUP INC7,600,872$1,842,147
BERKSHIRE HATHAWAY INC7,150,000$1,732,874
Aristotle Capital Management, LLC7,010,674$1,699,122
Fisher Asset Management, LLC6,937,362$1,681,339
UBS ASSET MANAGEMENT AMERICAS INC6,811,179$1,650,757
EAGLE CAPITAL MANAGEMENT LLC6,716,093$1,627,712
NORTHERN TRUST CORP6,553,207$1,588,235
BANK OF AMERICA CORP /DE/6,445,729$1,562,187
Capital Research Global Investors5,887,545$1,426,914
Bank of New York Mellon Corp5,831,870$1,413,412
Invesco Ltd.5,343,529$1,295,058
PZENA INVESTMENT MANAGEMENT LLC5,020,853$1,216,854
CHARLES SCHWAB INVESTMENT MANAGEMENT INC4,244,108$1,028,602
Capital International Investors4,062,559$984,705
PRICE T ROWE ASSOCIATES INC /MD/3,800,000$921
Legal & General Group Plc3,742,653$907,069
DIMENSIONAL FUND ADVISORS LP3,688,683$894,050
AQR CAPITAL MANAGEMENT LLC3,366,692$815,951
VIKING GLOBAL INVESTORS LP2,952,317$715,524
ROYAL BANK OF CANADA2,902,519$703,455
CANADA PENSION PLAN INVESTMENT BOARD2,673,260$647,891
UBS Group AG2,671,950$647,574
ALLIANCEBERNSTEIN L.P.2,585,355$626,587
DEUTSCHE BANK AG\2,513,598$609,196
DIAMOND HILL CAPITAL MANAGEMENT INC2,487,661$602,910
Newport Trust Company, LLC2,483,012$601,783
Boston Partners2,445,269$591,364
D. E. Shaw & Co., Inc.2,443,036$592,094
Nuveen, LLC2,412,306$584,646
LONE PINE CAPITAL LLC2,294,891$556,190
Amundi2,167,945$525,423
JANUS HENDERSON GROUP PLC2,112,099$511,917
Egerton Capital (UK) LLP2,069,130$501,474
Ruane, Cunniff & Goldfarb L.P.2,068,023$501,206
Clearbridge Investments, LLC2,013,927$488,095
SAMLYN CAPITAL, LLC1,913,380$463,727
HSBC HOLDINGS PLC1,843,293$447,455
Meritage Group LP1,837,016$445,219
Swiss National Bank1,752,516$424,740
BARCLAYS PLC1,604,750$388,927
Sessa Capital IM, L.P.1,558,233$377,653
Sumitomo Mitsui Trust Holdings, Inc.1,529,569$370,706
NEUBERGER BERMAN GROUP LLC1,510,456$366,199
ENVESTNET ASSET MANAGEMENT INC1,507,255$365,290
National Pension Service1,491,607$361,506
WELLS FARGO & COMPANY/MN1,455,818$352,832
BESSEMER GROUP INC1,448,126$351
London & Capital Asset Management Ltd1,416,720$343,519
Ensign Peak Advisors, Inc1,368,241$331,607
MILLENNIUM MANAGEMENT LLC1,355,146$328,433
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.1,339,528$332,109
Voya Investment Management LLC1,314,354$318,547
MAVERICK CAPITAL LTD1,296,397$314,195
Artisan Partners Limited Partnership1,266,153$306,865
MARSHALL WACE, LLP1,253,029$303,684
Point72 Asset Management, L.P.1,196,857$290,070
Close Asset Management Ltd1,182,202$287
BARROW HANLEY MEWHINNEY & STRAUSS LLC1,180,516$286,110
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM1,178,872$285,711
RHUMBLINE ADVISERS1,161,691$281,547
BNP PARIBAS ARBITRAGE, SA1,158,322$280,731
RAYMOND JAMES FINANCIAL INC1,103,311$267,400
Third Point LLC1,100,000$266,596
Russell Investments Group, Ltd.1,081,740$262,375
KBC Group NV1,073,550$260
AMERIPRISE FINANCIAL INC1,057,339$256,256
Qube Research & Technologies Ltd1,045,818$253,464
Thrivent Financial for Lutherans1,027,642$249
SEI INVESTMENTS CO1,022,667$247,853
Brave Warrior Advisors, LLC1,008,862$244,508
WELLINGTON MANAGEMENT GROUP LLP957,640$232,094
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM954,427$231,315
LOS ANGELES CAPITAL MANAGEMENT LLC929,679$203,023
ONTARIO TEACHERS PENSION PLAN BOARD853,538$206,863
AGF MANAGEMENT LTD841,648$203,982
D1 Capital Partners L.P.828,210$200,725
Holocene Advisors, LP796,893$193,135
PRUDENTIAL FINANCIAL INC790,593$191,608
Robeco Institutional Asset Management B.V.788,799$191,173
BANK OF MONTREAL /CAN/786,108$190,521
ANTIPODES PARTNERS Ltd782,667$189,701
PointState Capital LP758,066$183,725
AustralianSuper Pty Ltd741,137$179,622
Assenagon Asset Management S.A.725,545$175,843
NEW YORK STATE COMMON RETIREMENT FUND714,398$173,141
PRINCIPAL FINANCIAL GROUP INC708,439$171,697
1832 Asset Management L.P.681,399$165,144
2057 other institutions77,552,324$17,341,763
Total (2,157 institutions)547,958,969$129,261,459