CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018

Shares 140,000 Value ($000) $12,866,000 Avg Close $82.96 Range $76.04 - $86.71

Q4 2017

Shares 36,920 Value ($000) $3,676,000 Avg Close $79.30 Range $72.71 - $88.32

Q3 2017

Shares 100,000 Value ($000) $8,466,000 Avg Close $71.34 Range $66.73 - $76.13

Q3 2016

Shares 63,539 Value ($000) $4,564,000 Avg Close $58.25 Range $50.40 - $61.85

Q1 2015

Shares 111,441 Value ($000) $8,784,000 Avg Close $64.53 Range $59.61 - $68.18

Q4 2014

Shares 4,545 Value ($000) $375,000 Avg Close $66.54 Range $61.27 - $68.77

Q2 2013

Shares 401,254 Value ($000) $25,203,000 Avg Close $47.00 Range $41.63 - $50.86

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2018	140,000	$12,866,000	$82.96	$76.04 - $86.71
Q4 2017	36,920	$3,676,000	$79.30	$72.71 - $88.32
Q3 2017	100,000	$8,466,000	$71.34	$66.73 - $76.13
Q3 2016	63,539	$4,564,000	$58.25	$50.40 - $61.85
Q1 2015	111,441	$8,784,000	$64.53	$59.61 - $68.18
Q4 2014	4,545	$375,000	$66.54	$61.27 - $68.77
Q2 2013	401,254	$25,203,000	$47.00	$41.63 - $50.86