CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 101 Value ($000) $7 Avg Close $61.00 Range $52.23 - $70.76
Q2 2020
Shares 576 Value ($000) $36 Avg Close $56.64 Range $36.13 - $77.68
Q4 2019
Shares 1,138 Value ($000) $117 Avg Close $86.78 Range $75.22 - $95.35
Q3 2019
Shares 261 Value ($000) $24 Avg Close $80.63 Range $74.23 - $88.21
Q2 2019
Shares 488 Value ($000) $44 Avg Close $79.83 Range $73.26 - $84.04
Q1 2019
Shares 1,170 Value ($000) $96 Avg Close $72.22 Range $65.91 - $76.46
Q4 2018
Shares 48 Value ($000) $4 Avg Close $76.57 Range $61.93 - $86.56
Q3 2018
Shares 831 Value ($000) $79 Avg Close $85.67 Range $80.75 - $89.32
Q2 2018
Shares 29 Value ($000) $3 Avg Close $82.96 Range $76.04 - $86.71
Q1 2018
Shares 20 Value ($000) $2 Avg Close $86.88 Range $77.62 - $92.74
Q3 2015
Shares 138 Value ($000) $10 Avg Close $66.57 Range $56.25 - $76.11
Q2 2015
Shares 138 Value ($000) $12 Avg Close $69.27 Range $64.62 - $74.46
Q1 2015
Shares 138 Value ($000) $11 Avg Close $64.53 Range $59.61 - $68.18
Q4 2014
Shares 230 Value ($000) $19 Avg Close $66.54 Range $61.27 - $68.77
Q4 2013
Shares 345 Value ($000) $26 Avg Close $57.34 Range $54.08 - $61.85
Q3 2013
Shares 368 Value ($000) $25 Avg Close $53.93 Range $50.43 - $56.07
Q2 2013
Shares 368 Value ($000) $23 Avg Close $47.00 Range $41.63 - $50.86
Q1 2013
Shares 345 Value ($000) $19 Avg Close $44.63 Range $39.93 - $50.00
Q4 2012
Shares 276 Value ($000) $16 Avg Close — Range —
Q3 2012
Shares 230 Value ($000) $13 Avg Close — Range —
Q2 2012
Shares 23 Value ($000) $1 Avg Close — Range —
Q1 2012
Shares 23 Value ($000) $1 Avg Close — Range —