CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 18,850 Value ($000) $4,568 Avg Close $222.19 Range $199.09 - $249.74

Q3 2025

Shares 24,980 Value ($000) $5,310 Avg Close $217.80 Range $202.31 - $230.94

Q2 2025

Shares 24,801 Value ($000) $5,277 Avg Close $185.05 Range $141.84 - $214.22

Q1 2025

Shares 13,041 Value ($000) $2,338 Avg Close $186.79 Range $158.37 - $208.64

Q4 2024

Shares 10,472 Value ($000) $1,867 Avg Close $170.68 Range $141.04 - $195.17

Q3 2024

Shares 12,743 Value ($000) $1,908 Avg Close $139.87 Range $125.64 - $151.75

Q2 2024

Shares 41,115 Value ($000) $5,692 Avg Close $137.19 Range $130.24 - $146.30

Q1 2024

Shares 53,342 Value ($000) $7,942 Avg Close $131.88 Range $119.70 - $145.65

Q4 2023

Shares 62,122 Value ($000) $8,145 Avg Close $104.53 Range $85.21 - $128.71

Q3 2023

Shares 60,281 Value ($000) $5,850 Avg Close $103.04 Range $91.48 - $114.28

Q2 2023

Shares 41,413 Value ($000) $4,529 Avg Close $95.91 Range $80.08 - $110.39

Q1 2023

Shares 47,109 Value ($000) $4,530 Avg Close $99.69 Range $82.85 - $117.39

Q4 2022

Shares 53,564 Value ($000) $4,979 Avg Close $93.09 Range $82.58 - $112.41

Q3 2022

Shares 37,527 Value ($000) $3,459 Avg Close $100.28 Range $85.19 - $110.00

Q2 2022

Shares 38,294 Value ($000) $3,990 Avg Close $114.42 Range $92.48 - $135.11

Q1 2022

Shares 57,981 Value ($000) $7,613 Avg Close $135.88 Range $114.29 - $151.03

Q4 2021

Shares 68,684 Value ($000) $9,965 Avg Close $143.40 Range $126.96 - $161.80

Q3 2021

Shares 64,949 Value ($000) $10,519 Avg Close $150.75 Range $137.44 - $164.86

Q2 2021

Shares 54,476 Value ($000) $8,427 Avg Close $138.58 Range $117.23 - $154.50

Q1 2021

Shares 33,013 Value ($000) $4,201 Avg Close $107.90 Range $88.65 - $123.56

Q4 2020

Shares 44,124 Value ($000) $4,362 Avg Close $77.69 Range $64.62 - $90.65

Q3 2020

Shares 40,331 Value ($000) $2,898 Avg Close $61.00 Range $52.23 - $70.76

Q2 2020

Shares 28,529 Value ($000) $1,785 Avg Close $56.64 Range $36.13 - $77.68

Q1 2020

Shares 43,114 Value ($000) $2,173 Avg Close $79.47 Range $34.41 - $97.05

Q4 2019

Shares 53,616 Value ($000) $5,518 Avg Close $86.78 Range $75.22 - $95.35

Q3 2019

Shares 51,079 Value ($000) $4,647 Avg Close $80.63 Range $74.23 - $88.21

Q4 2018

Shares 42,863 Value ($000) $3,239 Avg Close $76.57 Range $61.93 - $86.56

Q3 2018

Shares 69,021 Value ($000) $6,553 Avg Close $85.67 Range $80.75 - $89.32

Q2 2018

Shares 53,019 Value ($000) $4,874 Avg Close $82.96 Range $76.04 - $86.71

Q1 2018

Shares 538,453 Value ($000) $51,597 Avg Close $86.88 Range $77.62 - $92.74

Q4 2017

Shares 586,513 Value ($000) $58,404 Avg Close $79.30 Range $72.71 - $88.32

Q3 2017

Shares 587,968 Value ($000) $49,778 Avg Close $71.34 Range $66.73 - $76.13

Q2 2017

Shares 596,986 Value ($000) $49,323 Avg Close $69.96 Range $65.61 - $74.61

Q1 2017

Shares 578,658 Value ($000) $50,147 Avg Close $76.35 Range $69.82 - $83.21

Q4 2016

Shares 552,909 Value ($000) $48,235 Avg Close $68.75 Range $59.92 - $78.32

Q3 2016

Shares 482,568 Value ($000) $34,663 Avg Close $58.25 Range $50.40 - $61.85

Q2 2016

Shares 497,995 Value ($000) $31,628 Avg Close $58.66 Range $49.02 - $64.09

Q1 2016

Shares 492,499 Value ($000) $34,135 Avg Close $55.37 Range $48.82 - $59.97

Q4 2015

Shares 556,392 Value ($000) $40,160 Avg Close $63.80 Range $58.27 - $68.12

Q3 2015

Shares 587,480 Value ($000) $42,605 Avg Close $66.57 Range $56.25 - $76.11

Q2 2015

Shares 689,854 Value ($000) $60,687 Avg Close $69.27 Range $64.62 - $74.46

Q1 2015

Shares 732,696 Value ($000) $57,753 Avg Close $64.53 Range $59.61 - $68.18

Q4 2014

Shares 1,001,508 Value ($000) $82,675 Avg Close $66.54 Range $61.27 - $68.77

Q3 2014

Shares 813,545 Value ($000) $66,400 Avg Close $66.63 Range $63.41 - $69.42

Q2 2014

Shares 712,755 Value ($000) $58,875 Avg Close $63.06 Range $58.82 - $68.20

Q1 2014

Shares 389,056 Value ($000) $30,021 Avg Close $59.33 Range $54.71 - $63.28

Q4 2013

Shares 697,260 Value ($000) $53,417 Avg Close $57.34 Range $54.08 - $61.85

Q3 2013

Shares 283,324 Value ($000) $19,475 Avg Close $53.93 Range $50.43 - $56.07

Q2 2013

Shares 289,608 Value ($000) $18,190 Avg Close $47.00 Range $41.63 - $50.86

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	18,850	$4,568	$222.19	$199.09 - $249.74
Q3 2025	24,980	$5,310	$217.80	$202.31 - $230.94
Q2 2025	24,801	$5,277	$185.05	$141.84 - $214.22
Q1 2025	13,041	$2,338	$186.79	$158.37 - $208.64
Q4 2024	10,472	$1,867	$170.68	$141.04 - $195.17
Q3 2024	12,743	$1,908	$139.87	$125.64 - $151.75
Q2 2024	41,115	$5,692	$137.19	$130.24 - $146.30
Q1 2024	53,342	$7,942	$131.88	$119.70 - $145.65
Q4 2023	62,122	$8,145	$104.53	$85.21 - $128.71
Q3 2023	60,281	$5,850	$103.04	$91.48 - $114.28
Q2 2023	41,413	$4,529	$95.91	$80.08 - $110.39
Q1 2023	47,109	$4,530	$99.69	$82.85 - $117.39
Q4 2022	53,564	$4,979	$93.09	$82.58 - $112.41
Q3 2022	37,527	$3,459	$100.28	$85.19 - $110.00
Q2 2022	38,294	$3,990	$114.42	$92.48 - $135.11
Q1 2022	57,981	$7,613	$135.88	$114.29 - $151.03
Q4 2021	68,684	$9,965	$143.40	$126.96 - $161.80
Q3 2021	64,949	$10,519	$150.75	$137.44 - $164.86
Q2 2021	54,476	$8,427	$138.58	$117.23 - $154.50
Q1 2021	33,013	$4,201	$107.90	$88.65 - $123.56
Q4 2020	44,124	$4,362	$77.69	$64.62 - $90.65
Q3 2020	40,331	$2,898	$61.00	$52.23 - $70.76
Q2 2020	28,529	$1,785	$56.64	$36.13 - $77.68
Q1 2020	43,114	$2,173	$79.47	$34.41 - $97.05
Q4 2019	53,616	$5,518	$86.78	$75.22 - $95.35
Q3 2019	51,079	$4,647	$80.63	$74.23 - $88.21
Q4 2018	42,863	$3,239	$76.57	$61.93 - $86.56
Q3 2018	69,021	$6,553	$85.67	$80.75 - $89.32
Q2 2018	53,019	$4,874	$82.96	$76.04 - $86.71
Q1 2018	538,453	$51,597	$86.88	$77.62 - $92.74
Q4 2017	586,513	$58,404	$79.30	$72.71 - $88.32
Q3 2017	587,968	$49,778	$71.34	$66.73 - $76.13
Q2 2017	596,986	$49,323	$69.96	$65.61 - $74.61
Q1 2017	578,658	$50,147	$76.35	$69.82 - $83.21
Q4 2016	552,909	$48,235	$68.75	$59.92 - $78.32
Q3 2016	482,568	$34,663	$58.25	$50.40 - $61.85
Q2 2016	497,995	$31,628	$58.66	$49.02 - $64.09
Q1 2016	492,499	$34,135	$55.37	$48.82 - $59.97
Q4 2015	556,392	$40,160	$63.80	$58.27 - $68.12
Q3 2015	587,480	$42,605	$66.57	$56.25 - $76.11
Q2 2015	689,854	$60,687	$69.27	$64.62 - $74.46
Q1 2015	732,696	$57,753	$64.53	$59.61 - $68.18
Q4 2014	1,001,508	$82,675	$66.54	$61.27 - $68.77
Q3 2014	813,545	$66,400	$66.63	$63.41 - $69.42
Q2 2014	712,755	$58,875	$63.06	$58.82 - $68.20
Q1 2014	389,056	$30,021	$59.33	$54.71 - $63.28
Q4 2013	697,260	$53,417	$57.34	$54.08 - $61.85
Q3 2013	283,324	$19,475	$53.93	$50.43 - $56.07
Q2 2013	289,608	$18,190	$47.00	$41.63 - $50.86