CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 196,843 Value ($000) $48 Avg Close $222.19 Range $199.09 - $249.74

Q3 2025

Shares 24,962 Value ($000) $5 Avg Close $217.80 Range $202.31 - $230.94

Q2 2025

Shares 332,456 Value ($000) $71 Avg Close $185.05 Range $141.84 - $214.22

Q1 2025

Shares 288,171 Value ($000) $52 Avg Close $186.79 Range $158.37 - $208.64

Q4 2024

Shares 325,378 Value ($000) $58 Avg Close $170.68 Range $141.04 - $195.17

Q3 2024

Shares 273,076 Value ($000) $41 Avg Close $139.87 Range $125.64 - $151.75

Q2 2024

Shares 332,700 Value ($000) $46 Avg Close $137.19 Range $130.24 - $146.30

Q1 2024

Shares 55,323 Value ($000) $8 Avg Close $131.88 Range $119.70 - $145.65

Q4 2023

Shares 16,453 Value ($000) $2 Avg Close $104.53 Range $85.21 - $128.71

Q3 2023

Shares 68,707 Value ($000) $7 Avg Close $103.04 Range $91.48 - $114.28

Q2 2023

Shares 138,884 Value ($000) $15 Avg Close $95.91 Range $80.08 - $110.39

Q1 2023

Shares 18,379 Value ($000) $2 Avg Close $99.69 Range $82.85 - $117.39

Q4 2022

Shares 17,578 Value ($000) $2 Avg Close $93.09 Range $82.58 - $112.41

Q3 2022

Shares 19,063 Value ($000) $1,757 Avg Close $100.28 Range $85.19 - $110.00

Q2 2022

Shares 14,061 Value ($000) $1,465 Avg Close $114.42 Range $92.48 - $135.11

Q1 2022

Shares 17,250 Value ($000) $2,265 Avg Close $135.88 Range $114.29 - $151.03

Q4 2021

Shares 7,903 Value ($000) $1,147 Avg Close $143.40 Range $126.96 - $161.80

Q3 2021

Shares 3,723 Value ($000) $603 Avg Close $150.75 Range $137.44 - $164.86

Q2 2021

Shares 17,073 Value ($000) $2,641 Avg Close $138.58 Range $117.23 - $154.50

Q1 2021

Shares 30,994 Value ($000) $3,943 Avg Close $107.90 Range $88.65 - $123.56

Q4 2020

Shares 97,330 Value ($000) $9,621 Avg Close $77.69 Range $64.62 - $90.65

Q3 2020

Shares 33,304 Value ($000) $2,393 Avg Close $61.00 Range $52.23 - $70.76

Q2 2020

Shares 41,829 Value ($000) $2,618 Avg Close $56.64 Range $36.13 - $77.68

Q1 2020

Shares 54,469 Value ($000) $2,746 Avg Close $79.47 Range $34.41 - $97.05

Q4 2019

Shares 18,592 Value ($000) $1,913 Avg Close $86.78 Range $75.22 - $95.35

Q3 2019

Shares 123,860 Value ($000) $11,269 Avg Close $80.63 Range $74.23 - $88.21

Q2 2019

Shares 102,682 Value ($000) $9,317 Avg Close $79.83 Range $73.26 - $84.04

Q1 2019

Shares 2,188 Value ($000) $179 Avg Close $72.22 Range $65.91 - $76.46

Q4 2018

Shares 59,110 Value ($000) $4,468 Avg Close $76.57 Range $61.93 - $86.56

Q3 2018

Shares 63,708 Value ($000) $6,048 Avg Close $85.67 Range $80.75 - $89.32

Q2 2018

Shares 34,623 Value ($000) $3,182 Avg Close $82.96 Range $76.04 - $86.71

Q1 2018

Shares 49,988 Value ($000) $4,790 Avg Close $86.88 Range $77.62 - $92.74

Q4 2017

Shares 100,362 Value ($000) $9,994 Avg Close $79.30 Range $72.71 - $88.32

Q3 2017

Shares 31,151 Value ($000) $2,637 Avg Close $71.34 Range $66.73 - $76.13

Q2 2017

Shares 68,422 Value ($000) $5,653 Avg Close $69.96 Range $65.61 - $74.61

Q1 2017

Shares 72,846 Value ($000) $6,313 Avg Close $76.35 Range $69.82 - $83.21

Q4 2016

Shares 126,215 Value ($000) $11,011 Avg Close $68.75 Range $59.92 - $78.32

Q3 2016

Shares 6,591 Value ($000) $473 Avg Close $58.25 Range $50.40 - $61.85

Q2 2016

Shares 6,799 Value ($000) $432 Avg Close $58.66 Range $49.02 - $64.09

Q1 2016

Shares 58,862 Value ($000) $4,080 Avg Close $55.37 Range $48.82 - $59.97

Q4 2015

Shares 31,993 Value ($000) $2,309 Avg Close $63.80 Range $58.27 - $68.12

Q3 2015

Shares 15,419 Value ($000) $1,118 Avg Close $66.57 Range $56.25 - $76.11

Q2 2015

Shares 3,230 Value ($000) $284 Avg Close $69.27 Range $64.62 - $74.46

Q1 2015

Shares 74,933 Value ($000) $5,906 Avg Close $64.53 Range $59.61 - $68.18

Q4 2014

Shares 211,915 Value ($000) $17,494 Avg Close $66.54 Range $61.27 - $68.77

Q3 2014

Shares 70,472 Value ($000) $5,752 Avg Close $66.63 Range $63.41 - $69.42

Q2 2014

Shares 70,514 Value ($000) $5,824 Avg Close $63.06 Range $58.82 - $68.20

Q1 2014

Shares 404,697 Value ($000) $31,226 Avg Close $59.33 Range $54.71 - $63.28

Q4 2013

Shares 467,598 Value ($000) $35,823 Avg Close $57.34 Range $54.08 - $61.85

Q3 2013

Shares 289,699 Value ($000) $19,914 Avg Close $53.93 Range $50.43 - $56.07

Q2 2013

Shares 280,756 Value ($000) $17,634 Avg Close $47.00 Range $41.63 - $50.86

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	196,843	$48	$222.19	$199.09 - $249.74
Q3 2025	24,962	$5	$217.80	$202.31 - $230.94
Q2 2025	332,456	$71	$185.05	$141.84 - $214.22
Q1 2025	288,171	$52	$186.79	$158.37 - $208.64
Q4 2024	325,378	$58	$170.68	$141.04 - $195.17
Q3 2024	273,076	$41	$139.87	$125.64 - $151.75
Q2 2024	332,700	$46	$137.19	$130.24 - $146.30
Q1 2024	55,323	$8	$131.88	$119.70 - $145.65
Q4 2023	16,453	$2	$104.53	$85.21 - $128.71
Q3 2023	68,707	$7	$103.04	$91.48 - $114.28
Q2 2023	138,884	$15	$95.91	$80.08 - $110.39
Q1 2023	18,379	$2	$99.69	$82.85 - $117.39
Q4 2022	17,578	$2	$93.09	$82.58 - $112.41
Q3 2022	19,063	$1,757	$100.28	$85.19 - $110.00
Q2 2022	14,061	$1,465	$114.42	$92.48 - $135.11
Q1 2022	17,250	$2,265	$135.88	$114.29 - $151.03
Q4 2021	7,903	$1,147	$143.40	$126.96 - $161.80
Q3 2021	3,723	$603	$150.75	$137.44 - $164.86
Q2 2021	17,073	$2,641	$138.58	$117.23 - $154.50
Q1 2021	30,994	$3,943	$107.90	$88.65 - $123.56
Q4 2020	97,330	$9,621	$77.69	$64.62 - $90.65
Q3 2020	33,304	$2,393	$61.00	$52.23 - $70.76
Q2 2020	41,829	$2,618	$56.64	$36.13 - $77.68
Q1 2020	54,469	$2,746	$79.47	$34.41 - $97.05
Q4 2019	18,592	$1,913	$86.78	$75.22 - $95.35
Q3 2019	123,860	$11,269	$80.63	$74.23 - $88.21
Q2 2019	102,682	$9,317	$79.83	$73.26 - $84.04
Q1 2019	2,188	$179	$72.22	$65.91 - $76.46
Q4 2018	59,110	$4,468	$76.57	$61.93 - $86.56
Q3 2018	63,708	$6,048	$85.67	$80.75 - $89.32
Q2 2018	34,623	$3,182	$82.96	$76.04 - $86.71
Q1 2018	49,988	$4,790	$86.88	$77.62 - $92.74
Q4 2017	100,362	$9,994	$79.30	$72.71 - $88.32
Q3 2017	31,151	$2,637	$71.34	$66.73 - $76.13
Q2 2017	68,422	$5,653	$69.96	$65.61 - $74.61
Q1 2017	72,846	$6,313	$76.35	$69.82 - $83.21
Q4 2016	126,215	$11,011	$68.75	$59.92 - $78.32
Q3 2016	6,591	$473	$58.25	$50.40 - $61.85
Q2 2016	6,799	$432	$58.66	$49.02 - $64.09
Q1 2016	58,862	$4,080	$55.37	$48.82 - $59.97
Q4 2015	31,993	$2,309	$63.80	$58.27 - $68.12
Q3 2015	15,419	$1,118	$66.57	$56.25 - $76.11
Q2 2015	3,230	$284	$69.27	$64.62 - $74.46
Q1 2015	74,933	$5,906	$64.53	$59.61 - $68.18
Q4 2014	211,915	$17,494	$66.54	$61.27 - $68.77
Q3 2014	70,472	$5,752	$66.63	$63.41 - $69.42
Q2 2014	70,514	$5,824	$63.06	$58.82 - $68.20
Q1 2014	404,697	$31,226	$59.33	$54.71 - $63.28
Q4 2013	467,598	$35,823	$57.34	$54.08 - $61.85
Q3 2013	289,699	$19,914	$53.93	$50.43 - $56.07
Q2 2013	280,756	$17,634	$47.00	$41.63 - $50.86