CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

WBI INVESTMENTS, INC.'s Holding History (CIK: 0001397424)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 11,936 Value ($000) $1,933 Avg Close $150.75 Range $137.44 - $164.86

Q4 2020

Shares 7,738 Value ($000) $765 Avg Close $77.69 Range $64.62 - $90.65

Q3 2019

Shares 26,450 Value ($000) $2,406 Avg Close $80.63 Range $74.23 - $88.21

Q1 2018

Shares 208,509 Value ($000) $19,979 Avg Close $86.88 Range $77.62 - $92.74

Q4 2014

Shares 161,779 Value ($000) $13,355 Avg Close $66.54 Range $61.27 - $68.77

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	11,936	$1,933	$150.75	$137.44 - $164.86
Q4 2020	7,738	$765	$77.69	$64.62 - $90.65
Q3 2019	26,450	$2,406	$80.63	$74.23 - $88.21
Q1 2018	208,509	$19,979	$86.88	$77.62 - $92.74
Q4 2014	161,779	$13,355	$66.54	$61.27 - $68.77