CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 619,329 Value ($000) $150,100 Avg Close $222.19 Range $199.09 - $249.74

Q3 2025

Shares 547,715 Value ($000) $116,433 Avg Close $217.80 Range $202.31 - $230.94

Q2 2025

Shares 468,483 Value ($000) $99,674 Avg Close $185.05 Range $141.84 - $214.22

Q1 2025

Shares 279,917 Value ($000) $50,189 Avg Close $186.79 Range $158.37 - $208.64

Q4 2024

Shares 257,496 Value ($000) $45,917 Avg Close $170.68 Range $141.04 - $195.17

Q3 2024

Shares 192,001 Value ($000) $28,748 Avg Close $139.87 Range $125.64 - $151.75

Q2 2024

Shares 172,105 Value ($000) $23,828 Avg Close $137.19 Range $130.24 - $146.30

Q1 2024

Shares 156,838 Value ($000) $23,352 Avg Close $131.88 Range $119.70 - $145.65

Q4 2023

Shares 135,366 Value ($000) $17,749 Avg Close $104.53 Range $85.21 - $128.71

Q3 2023

Shares 132,755 Value ($000) $12,884 Avg Close $103.04 Range $91.48 - $114.28

Q2 2023

Shares 126,564 Value ($000) $13,842 Avg Close $95.91 Range $80.08 - $110.39

Q1 2023

Shares 118,024 Value ($000) $11,349 Avg Close $99.69 Range $82.85 - $117.39

Q4 2022

Shares 100,430 Value ($000) $9,336 Avg Close $93.09 Range $82.58 - $112.41

Q3 2022

Shares 93,387 Value ($000) $8,608 Avg Close $100.28 Range $85.19 - $110.00

Q2 2022

Shares 91,796 Value ($000) $9,564 Avg Close $114.42 Range $92.48 - $135.11

Q1 2022

Shares 81,953 Value ($000) $10,760 Avg Close $135.88 Range $114.29 - $151.03

Q4 2021

Shares 87,313 Value ($000) $12,668 Avg Close $143.40 Range $126.96 - $161.80

Q3 2021

Shares 92,760 Value ($000) $15,024 Avg Close $150.75 Range $137.44 - $164.86

Q2 2021

Shares 98,754 Value ($000) $15,276 Avg Close $138.58 Range $117.23 - $154.50

Q1 2021

Shares 74,006 Value ($000) $9,416 Avg Close $107.90 Range $88.65 - $123.56

Q4 2020

Shares 61,109 Value ($000) $6,041 Avg Close $77.69 Range $64.62 - $90.65

Q3 2020

Shares 58,451 Value ($000) $4,200 Avg Close $61.00 Range $52.23 - $70.76

Q2 2020

Shares 62,697 Value ($000) $3,924 Avg Close $56.64 Range $36.13 - $77.68

Q1 2020

Shares 47,183 Value ($000) $2,379 Avg Close $79.47 Range $34.41 - $97.05

Q4 2019

Shares 44,576 Value ($000) $4,587 Avg Close $86.78 Range $75.22 - $95.35

Q3 2019

Shares 34,698 Value ($000) $3,157 Avg Close $80.63 Range $74.23 - $88.21

Q2 2019

Shares 29,254 Value ($000) $2,655 Avg Close $79.83 Range $73.26 - $84.04

Q1 2019

Shares 25,131 Value ($000) $2,053 Avg Close $72.22 Range $65.91 - $76.46

Q4 2018

Shares 20,466 Value ($000) $1,547 Avg Close $76.57 Range $61.93 - $86.56

Q3 2018

Shares 18,653 Value ($000) $1,771 Avg Close $85.67 Range $80.75 - $89.32

Q2 2018

Shares 16,941 Value ($000) $1,557 Avg Close $82.96 Range $76.04 - $86.71

Q1 2018

Shares 13,372 Value ($000) $1,281 Avg Close $86.88 Range $77.62 - $92.74

Q4 2017

Shares 10,065 Value ($000) $1,002 Avg Close $79.30 Range $72.71 - $88.32

Q3 2017

Shares 7,064 Value ($000) $598 Avg Close $71.34 Range $66.73 - $76.13

Q2 2017

Shares 19,849 Value ($000) $1,640 Avg Close $69.96 Range $65.61 - $74.61

Q1 2017

Shares 24,931 Value ($000) $2,139 Avg Close $76.35 Range $69.82 - $83.21

Q4 2016

Shares 30,136 Value ($000) $2,678 Avg Close $68.75 Range $59.92 - $78.32

Q3 2016

Shares 28,185 Value ($000) $2,051 Avg Close $58.25 Range $50.40 - $61.85

Q2 2016

Shares 28,204 Value ($000) $1,728 Avg Close $58.66 Range $49.02 - $64.09

Q1 2016

Shares 62,509 Value ($000) $4,284 Avg Close $55.37 Range $48.82 - $59.97

Q4 2015

Shares 87,809 Value ($000) $6,099 Avg Close $63.80 Range $58.27 - $68.12

Q3 2015

Shares 47,822 Value ($000) $3,601 Avg Close $66.57 Range $56.25 - $76.11

Q2 2015

Shares 49,739 Value ($000) $4,365 Avg Close $69.27 Range $64.62 - $74.46

Q1 2015

Shares 30,623 Value ($000) $2,446 Avg Close $64.53 Range $59.61 - $68.18

Q4 2014

Shares 36,783 Value ($000) $3,036 Avg Close $66.54 Range $61.27 - $68.77

Q3 2014

Shares 36,267 Value ($000) $2,924 Avg Close $66.63 Range $63.41 - $69.42

Q2 2014

Shares 33,292 Value ($000) $2,750 Avg Close $63.06 Range $58.82 - $68.20

Q1 2014

Shares 29,203 Value ($000) $2,253 Avg Close $59.33 Range $54.71 - $63.28

Q4 2013

Shares 30,651 Value ($000) $2,348 Avg Close $57.34 Range $54.08 - $61.85

Q3 2013

Shares 22,285 Value ($000) $1,607 Avg Close $53.93 Range $50.43 - $56.07

Q2 2013

Shares 26,092 Value ($000) $1,639 Avg Close $47.00 Range $41.63 - $50.86

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	619,329	$150,100	$222.19	$199.09 - $249.74
Q3 2025	547,715	$116,433	$217.80	$202.31 - $230.94
Q2 2025	468,483	$99,674	$185.05	$141.84 - $214.22
Q1 2025	279,917	$50,189	$186.79	$158.37 - $208.64
Q4 2024	257,496	$45,917	$170.68	$141.04 - $195.17
Q3 2024	192,001	$28,748	$139.87	$125.64 - $151.75
Q2 2024	172,105	$23,828	$137.19	$130.24 - $146.30
Q1 2024	156,838	$23,352	$131.88	$119.70 - $145.65
Q4 2023	135,366	$17,749	$104.53	$85.21 - $128.71
Q3 2023	132,755	$12,884	$103.04	$91.48 - $114.28
Q2 2023	126,564	$13,842	$95.91	$80.08 - $110.39
Q1 2023	118,024	$11,349	$99.69	$82.85 - $117.39
Q4 2022	100,430	$9,336	$93.09	$82.58 - $112.41
Q3 2022	93,387	$8,608	$100.28	$85.19 - $110.00
Q2 2022	91,796	$9,564	$114.42	$92.48 - $135.11
Q1 2022	81,953	$10,760	$135.88	$114.29 - $151.03
Q4 2021	87,313	$12,668	$143.40	$126.96 - $161.80
Q3 2021	92,760	$15,024	$150.75	$137.44 - $164.86
Q2 2021	98,754	$15,276	$138.58	$117.23 - $154.50
Q1 2021	74,006	$9,416	$107.90	$88.65 - $123.56
Q4 2020	61,109	$6,041	$77.69	$64.62 - $90.65
Q3 2020	58,451	$4,200	$61.00	$52.23 - $70.76
Q2 2020	62,697	$3,924	$56.64	$36.13 - $77.68
Q1 2020	47,183	$2,379	$79.47	$34.41 - $97.05
Q4 2019	44,576	$4,587	$86.78	$75.22 - $95.35
Q3 2019	34,698	$3,157	$80.63	$74.23 - $88.21
Q2 2019	29,254	$2,655	$79.83	$73.26 - $84.04
Q1 2019	25,131	$2,053	$72.22	$65.91 - $76.46
Q4 2018	20,466	$1,547	$76.57	$61.93 - $86.56
Q3 2018	18,653	$1,771	$85.67	$80.75 - $89.32
Q2 2018	16,941	$1,557	$82.96	$76.04 - $86.71
Q1 2018	13,372	$1,281	$86.88	$77.62 - $92.74
Q4 2017	10,065	$1,002	$79.30	$72.71 - $88.32
Q3 2017	7,064	$598	$71.34	$66.73 - $76.13
Q2 2017	19,849	$1,640	$69.96	$65.61 - $74.61
Q1 2017	24,931	$2,139	$76.35	$69.82 - $83.21
Q4 2016	30,136	$2,678	$68.75	$59.92 - $78.32
Q3 2016	28,185	$2,051	$58.25	$50.40 - $61.85
Q2 2016	28,204	$1,728	$58.66	$49.02 - $64.09
Q1 2016	62,509	$4,284	$55.37	$48.82 - $59.97
Q4 2015	87,809	$6,099	$63.80	$58.27 - $68.12
Q3 2015	47,822	$3,601	$66.57	$56.25 - $76.11
Q2 2015	49,739	$4,365	$69.27	$64.62 - $74.46
Q1 2015	30,623	$2,446	$64.53	$59.61 - $68.18
Q4 2014	36,783	$3,036	$66.54	$61.27 - $68.77
Q3 2014	36,267	$2,924	$66.63	$63.41 - $69.42
Q2 2014	33,292	$2,750	$63.06	$58.82 - $68.20
Q1 2014	29,203	$2,253	$59.33	$54.71 - $63.28
Q4 2013	30,651	$2,348	$57.34	$54.08 - $61.85
Q3 2013	22,285	$1,607	$53.93	$50.43 - $56.07
Q2 2013	26,092	$1,639	$47.00	$41.63 - $50.86