CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

Guinness Asset Management LTD's Holding History (CIK: 0001409661)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015

Shares 20,010 Value ($000) $1,760 Avg Close $69.27 Range $64.62 - $74.46

Q1 2015

Shares 18,260 Value ($000) $1,439 Avg Close $64.53 Range $59.61 - $68.18

Q4 2014

Shares 10,800 Value ($000) $892 Avg Close $66.54 Range $61.27 - $68.77

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2015	20,010	$1,760	$69.27	$64.62 - $74.46
Q1 2015	18,260	$1,439	$64.53	$59.61 - $68.18
Q4 2014	10,800	$892	$66.54	$61.27 - $68.77