CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

Apriem Advisors's Holding History (CIK: 0001425165)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 12 Value ($000) $1 Avg Close $76.35 Range $69.82 - $83.21

Q4 2016

Shares 12 Value ($000) $1 Avg Close $68.75 Range $59.92 - $78.32

Q3 2016

Shares 12 Value ($000) $1 Avg Close $58.25 Range $50.40 - $61.85

Q2 2016

Shares 12 Value ($000) $1 Avg Close $58.66 Range $49.02 - $64.09

Q1 2016

Shares 12 Value ($000) $1 Avg Close $55.37 Range $48.82 - $59.97

Q2 2015

Shares 100 Value ($000) $9 Avg Close $69.27 Range $64.62 - $74.46

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	12	$1	$76.35	$69.82 - $83.21
Q4 2016	12	$1	$68.75	$59.92 - $78.32
Q3 2016	12	$1	$58.25	$50.40 - $61.85
Q2 2016	12	$1	$58.66	$49.02 - $64.09
Q1 2016	12	$1	$55.37	$48.82 - $59.97
Q2 2015	100	$9	$69.27	$64.62 - $74.46