CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

Nikko Asset Management Americas, Inc.'s Holding History (CIK: 0001480751)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 1,600 Value ($000) $135 Avg Close $71.34 Range $66.73 - $76.13
Q2 2017
Shares 3,200 Value ($000) $264 Avg Close $69.96 Range $65.61 - $74.61
Q1 2017
Shares 7,400 Value ($000) $641 Avg Close $76.35 Range $69.82 - $83.21
Q4 2016
Shares 5,700 Value ($000) $497 Avg Close $68.75 Range $59.92 - $78.32
Q3 2016
Shares 2,800 Value ($000) $201 Avg Close $58.25 Range $50.40 - $61.85
Q2 2016
Shares 8,100 Value ($000) $502 Avg Close $58.66 Range $49.02 - $64.09
Q1 2016
Shares 14,700 Value ($000) $1,017 Avg Close $55.37 Range $48.82 - $59.97
Q4 2015
Shares 28,900 Value ($000) $2,116 Avg Close $63.80 Range $58.27 - $68.12
Q3 2015
Shares 24,500 Value ($000) $1,753 Avg Close $66.57 Range $56.25 - $76.11
Q2 2015
Shares 3,400 Value ($000) $298 Avg Close $69.27 Range $64.62 - $74.46
Q1 2015
Shares 3,400 Value ($000) $269 Avg Close $64.53 Range $59.61 - $68.18
Q4 2014
Shares 3,400 Value ($000) $283 Avg Close $66.54 Range $61.27 - $68.77
Q3 2014
Shares 3,400 Value ($000) $278 Avg Close $66.63 Range $63.41 - $69.42
Q2 2014
Shares 21,100 Value ($000) $1,752 Avg Close $63.06 Range $58.82 - $68.20
Q1 2014
Shares 29,700 Value ($000) $2,260 Avg Close $59.33 Range $54.71 - $63.28
Q4 2013
Shares 28,200 Value ($000) $2,138 Avg Close $57.34 Range $54.08 - $61.85
Q3 2013
Shares 19,800 Value ($000) $1,365 Avg Close $53.93 Range $50.43 - $56.07
Q2 2013
Shares 21,100 Value ($000) $1,323 Avg Close $47.00 Range $41.63 - $50.86