CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022

Shares 1,718 Value ($000) $226 Avg Close $135.88 Range $114.29 - $151.03

Q3 2014

Shares 945 Value ($000) $77 Avg Close $66.63 Range $63.41 - $69.42

Q2 2014

Shares 642 Value ($000) $53 Avg Close $63.06 Range $58.82 - $68.20

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2022	1,718	$226	$135.88	$114.29 - $151.03
Q3 2014	945	$77	$66.63	$63.41 - $69.42
Q2 2014	642	$53	$63.06	$58.82 - $68.20