CAPITAL ONE FINL CORP

Ticker: COF CUSIP: 14040H105 Class: COM

Arete Wealth Advisors, LLC's Holding History (CIK: 0001600151)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 2,260 Value ($000) $1 Avg Close $222.19 Range $199.09 - $249.74

Q3 2025

Shares 2,101 Value ($000) $0 Avg Close $217.80 Range $202.31 - $230.94

Q2 2025

Shares 1,486 Value ($000) $0 Avg Close $185.05 Range $141.84 - $214.22

Q3 2021

Shares 5,116 Value ($000) $254 Avg Close $150.75 Range $137.44 - $164.86

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	2,260	$1	$222.19	$199.09 - $249.74
Q3 2025	2,101	$0	$217.80	$202.31 - $230.94
Q2 2025	1,486	$0	$185.05	$141.84 - $214.22
Q3 2021	5,116	$254	$150.75	$137.44 - $164.86